Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy T. SullivanLPL Financial LLCSII Investments, Inc.$1002-14-2018
Tinamarie Sophia StockLPL Financial LLCForesters Financial Services, Inc.09-20-2013
Todd Alan OverbeekLPL Financial LLCWoodbury Financial Services, Inc.$5005-22-2012
Todd Allen HooverLPL Financial LLCNational Planning Corporation$2511-29-2017
Todd David CarlsonLPL Financial LLCMutual Service Corporation09-08-2009
Todd E. HolquistLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-08-2012
Todd Lawrence SchusterLPL Financial LLCThrivent Investment Management Inc.10-06-2014
Todd Vander LugtLPL Financial LLCWaddell & Reed$5601-24-2017
Todd W. ShimshockLPL Financial LLCJ.P. Morgan Securities LLC07-01-2015
Tom Anderton, Ryan HowardLPL Financial LLCOppenheimer$23004-26-2018
Tracy Neal AdamsLPL Financial LLCCetera Advisor Networks LLC12-05-2018
Vanessa J. Tait OverhiserLPL Financial LLCNational Planning Corporation$5011-29-2017
Vincent Charles BaronLPL Financial LLCAmeriprise Financial Services, Inc.04-09-2018
Wendi Pamela Lee DiaconoLPL Financial LLCCetera Advisor Networks LLC$10012-07-2018
William Atwell StephensLPL Financial LLCSII Investments, Inc.$2502-14-2018
William Edward KnudsenLPL Financial LLCThe Huntington Investment Company$10006-29-2015
William George Lethemon IIILPL Financial LLCWells Fargo Advisors Financial Network, LLC07-28-2009
Yvonne Kay White RundellLPL Financial LLCMutual Service Corporation09-08-2009
Zachary Isaac SlabotskyLPL Financial LLCINVEST Financial Corporation02-14-2018
Zebedee DeitrichLPL Financial LLCWells Fargo Clearing Services, LLC$2503-02-2018
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Showing 226 to 245 of 245 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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