Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donald John WeyenbergLPL Financial LLCSII Investments, Inc.06-22-2016
Douglas Robert FisherLPL Financial LLCRaymond James Financial Services Advisors, Inc02-23-2009
Drewe Lynn RobinsonLPL Financial LLCMutual Service Corporation09-08-2009
Duane John SmithLPL Financial LLCEdward Jones$10002-21-2012
Edward Felix DublisLPL Financial LLCINVEST Financial Corporation12-16-2013
Edward JonaitisLPL Financial LLCVSR Financial Services$9707-22-2016
Elisabeth Cocchi GaleaLPL Financial LLCMutual Service Corporation09-08-2009
Elodie Veronique DelpLPL Financial LLCRaymond James Financial Services, Inc.02-06-2017
Eric Brian WaggonerLPL Financial LLCNorthwestern Mutual Investment Services, LLC$5007-01-2019
Frank Warren HonesLPL Financial LLCMorgan Stanley$2506-30-2010
Gary Alan MehargLPL Financial LLCSecurities America, Inc.$10006-11-2018
Gary Carl WilhelmLPL Financial LLCINVEST Financial Corporation02-14-2018
Gary David JorgensonLPL Financial LLCINVEST Financial Corporation12-20-2013
Gary Ernest MaynardLPL Financial LLCHD Vest Investment Services06-26-2019
Gary Michael PrykaLPL Financial LLCFidelity Brokerage Services LLC08-01-2013
Geoffrey Charles SadekLPL Financial LLCPNC Investments12-18-2014
Geoffrey ThompsonLPL Financial LLCUBS Financial Services Inc.12-09-2010
George Frank FergusonLPL Financial LLCWoodbury Financial Services, Inc.06-21-2013
George Wesley Johnson IIILPL Financial LLCCetera Advisor Networks LLC$2505-29-2013
Gerald Lee VannoordLPL Financial LLCMutual Service Corporation09-08-2009
Gerald Patrick PurdyLPL Financial LLCMutual Service Corporation09-08-2009
Gina Marie CetnarLPL Financial LLCWorld Group Securities, Inc.09-08-2009
Gregory Alan DaviesLPL Financial LLCMutual Service Corporation$15009-08-2009
Gregory Edwin Van DodgsonLPL Financial LLCRoyal Securities Company04-28-2016
H Brock SeiboldLPL Financial LLCCetera Advisor Networks LLC04-19-2016
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Showing 51 to 75 of 245 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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