Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jerald T. PawlowiczLPL Financial LLCSignator Investors, Inc.06-10-2014
Joanne Lynn BearLPL Financial LLCFifth Third Securities, Inc.05-14-2012
John Albert MandeLPL Financial LLCSII Investments, Inc.02-14-2018
John Davis UrsuLPL Financial LLCFidelity Brokerage Services LLC12-16-2013
John Ewin BradfordLPL Financial LLCNew England Securities07-02-2012
John James TurcotteLPL Financial LLCFirst Heartland Capital, Inc.$1009-11-2013
John Louis DalyLPL Financial LLCNYLIFE Securities LLC$1002-10-2017
John Mark LugauerLPL Financial LLCInvestment Centers of America, Inc.$2511-29-2017
John Michael MassogliaLPL Financial LLCFirst Allied Securities, Inc.08-05-2011
John Michael MouselLPL Financial LLCState Farm VP Management Corp.12-04-2017
John Randolph RickettsLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Jonathan Edward StanoLPL Financial LLCFinTrust Brokerage Services, LLC$25002-05-2018
Jonathan Eric KaletoLPL Financial LLCNational Planning Corporation11-29-2017
Jonathan Maxson BowerLPL Financial LLCWells Fargo Clearing Services, LLC12-10-2010
Joseph Edward CiesinskiLPL Financial LLCComerica Securities11-25-2011
Joseph GiordanoLPL Financial LLCJoseph James Financial Services, Inc.04-19-2011
Joseph William PanfilLPL Financial LLCINVEST Financial Corporation02-14-2018
Joshua John MalyLPL Financial LLCFifth Third Securities, Inc.09-20-2019
Julie Neff KeatingLPL Financial LLCTFG Advisors06-11-2015
Justin Phillip HulettLPL Financial LLCHantz Financial Services, Inc.04-18-2011
Kara A. WilcoxLPL Financial LLCPruco Securities, LLC.04-05-2019
Karen Deborah MorseLPL Financial LLCOppenheimer & Co. Inc.$5002-22-2018
Karen Victoria FehrenbachLPL Financial LLCWells Fargo Clearing Services, LLC$1009-29-2011
Karmen K. GearhartLPL Financial LLCThe Huntington Investment Company08-08-2012
Kathleen Lynn AkstenLPL Financial LLCINVEST Financial Corporation02-14-2018
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Showing 101 to 125 of 245 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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