Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael J. FlanneryLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Michael J. SimondsLPL Financial LLCMutual Service Corporation09-08-2009
Michael Lee BatsonLPL Financial LLCINVEST Financial Corporation02-14-2018
Michael Leon AllisonLPL Financial LLCRobert W. Baird & Co. Incorporated$5008-31-2009
Michael Patrick McGovernLPL Financial LLCPrincipal Securities, Inc.12-13-2010
Michael Ray PayneLPL Financial LLCMutual Service Corporation09-08-2009
Michael William MaherLPL Financial LLCSignator Investors, Inc.09-25-2018
Nick H. SinghLPL Financial LLCINVEST Financial Corporation$15002-14-2018
Nimish DesaiLPL Financial LLCUBS Financial Services Inc.06-04-2009
Nina Sue PrestonLPL Financial LLCINVEST Financial Corporation$2502-14-2018
Pamela Ann BlodgettLPL Financial LLCINVEST Financial Corporation12-19-2013
Patrick Daniel PerfittLPL Financial LLCEdward Jones12-17-2012
Patrick Francis LapenseeLPL Financial LLCEdward Jones10-04-2010
Patrick Gerald McGrathLPL Financial LLCMutual Service Corporation09-08-2009
Patrick William HassettLPL Financial LLCNational Planning Corporation11-29-2017
Paul E. HouseyLPL Financial LLCNorthstar Financial$7807-01-2013
Paul Michael BuktaLPL Financial LLCEdward Jones$5011-07-2011
Peter Carl MunsonLPL Financial LLCWells Fargo Clearing Services, LLC08-26-2019
Peter Carl MunsonLPL Financial LLCWells Fargo Clearing Services, LLC08-26-2019
Peter John OlarinLPL Financial LLCNational Planning Corporation11-29-2017
Peter MarshLPL Financial LLCHuntington Investments$16005-12-2016
Phil Andrews IILPL Financial LLCMML Investors Services, LLC11-30-2017
Philip B. HayesLPL Financial LLCEdward Jones$2510-22-2014
Philip John RuggeriLPL Financial LLCCetera Investment Services LLC01-15-2016
Preston Walter ZaleLPL Financial LLCRobert W. Baird & Co. Incorporated12-17-2010
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Showing 151 to 175 of 245 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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