Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Randall Kinsel ChapmanLPL Financial LLCMutual Service Corporation09-08-2009
Randy Allen SchmidtLPL Financial LLCInvestment Centers of America, Inc.$5011-29-2017
Raymee Rae JohnsonLPL Financial LLCAmeriprise Financial Services, Inc.07-30-2012
Rebecca MennanLPL Financial LLCComerica Securities03-17-2010
Regina N SpenceLPL Financial LLCEdward Jones04-01-2019
Renee Nadine FlemingLPL Financial LLCUvest Financial Services Group, Inc.$1007-05-2011
Richard Alan IrishLPL Financial LLCNational Planning Corporation$2711-29-2017
Richard Allan BerlinskiLPL Financial LLCSII Investments, Inc.11-01-2016
Richard Michael GilbertsonLPL Financial LLCAXA Advisors, LLC05-14-2014
Rizwan Anwar MahmoodLPL Financial LLCGreat Lakes Wealth, LLC$1010-13-2017
Robert Alan StockoskiLPL Financial LLCThe Huntington Investment Company$2503-20-2018
Robert Cornelius Hinshon Jr.LPL Financial LLCMutual Service Corporation09-08-2009
Robert Dean ShrimplinLPL Financial LLCOppenheimer & Co. Inc.07-02-2009
Robert Louis PuzLPL Financial LLCSigma Financial Corporation01-07-2019
Robert Mathew DietrichLPL Financial LLCAmeriprise Financial Services, Inc.$5006-22-2015
Roger Stephen EllegoodLPL Financial LLCINVEST Financial Corporation$3602-14-2018
Ronald Allan ThompsonLPL Financial LLCThe Huntington Investment Company$5005-12-2016
Ronald Lee OverhiserLPL Financial LLCNational Planning Corporation$3011-29-2017
Ronald Steven BarlowLPL Financial LLCMutual Service Corporation09-08-2009
Roosevelt Emanual GraysonLPL Financial LLCJ.P. Morgan Securities LLC12-15-2014
Russell Bruce KramerLPL Financial LLCUBS Financial Services Inc.$15005-07-2010
Ryan Allen MackinderLPL Financial LLCJ.P. Morgan Securities LLC10-12-2015
Ryan John QuinnLPL Financial LLCSecurian Financial Services, Inc.05-31-2012
Samson Albert MaxbauerLPL Financial LLCRaymond James Financial Services, Inc.06-07-2017
Samuel David HoferLPL Financial LLCWells Fargo Clearing Services, LLC08-24-2011
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Showing 176 to 200 of 245 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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