Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Samuel Jason ButlerLPL Financial LLCJackson National Life Distributors LLC05-16-2014
Sarah Elizabeth BarishLPL Financial LLCEdward Jones04-25-2011
Scott BurnsLPL Financial LLCFifth Third Securities$5510-14-2016
Scott Gene JasmanLPL Financial LLCForesters Financial Services, Inc.12-02-2011
Shane Mitchell RobinsonLPL Financial LLCLifeMark Securities Corp.06-05-2019
Sherise Lanay SteeleLPL Financial LLCNational Planning Corporation11-29-2017
Stephanie Joan VailLPL Financial LLCWaddell & Reed02-17-2017
Stephen Robert NoldeLPL Financial LLCInfinex Investments, Inc.11-30-2018
Stephen RoqueLPL Financial LLCWorld Group Securities, Inc.10-07-2010
Stephen Thomas NeirinckLPL Financial LLCEdward Jones05-31-2012
Steven Thomas MarletteLPL Financial LLCUBS Financial Services Inc.$1005-18-2009
Susan GehlLPL Financial LLCJPMorgan Chase & Co.$7007-01-2015
Tammy Jean StoerkelLPL Financial LLCThe Huntington Investment Company07-07-2014
Terrence Mcdonnell OrourkeLPL Financial LLCMutual Service Corporation09-08-2009
Terry J. FrenchLPL Financial LLCCetera Advisor Networks LLC08-15-2016
Thomas A. BraunLPL Financial LLCFifth Third Securities$1,20008-29-2014
Thomas J. Vandoorne Jr.LPL Financial LLCAXA Advisors, LLC08-03-2016
Thomas Joseph KingLPL Financial LLCWells Fargo Clearing Services, LLC$5003-02-2018
Thomas Joseph VandoorneLPL Financial LLCMutual Service Corporation09-08-2009
Thomas Michael KraheLPL Financial LLCInvestment Centers of America, Inc.$2511-29-2017
Thomas Ray GevingLPL Financial LLCComerica Securities05-24-2012
Thomas Scott PresseyLPL Financial LLCPNC Investments06-01-2015
Tiffany SaitesLPL Financial LLCSignator Investors, Inc.06-19-2015
Timothy Aaron BrightLPL Financial LLCThe Huntington Investment Company$2509-18-2017
Timothy Paul LataLPL Financial LLCSecurities America, Inc.$2506-21-2016
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Showing 201 to 225 of 245 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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