Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron John RickettsLPL Financial LLCInvestment Centers of America, Inc.$5011-29-2017
Adam James McLaughlinLPL Financial LLCWorld Group Securities, Inc.10-30-2009
Adrian Paul Burke IIILPL Financial LLCNorthwestern Mutual Investment Services, LLC01-02-2009
Albert Clement PrykaLPL Financial LLCPNC Investments12-16-2013
Alexander Gregory ElkinLPL Financial LLCMorgan Stanley$1010-30-2009
Amy Jean KomisLPL Financial LLCCUSO Financial Services, L.P.06-06-2019
Andrew G. ZaleLPL Financial LLCRobert W. Baird & Co. Incorporated12-17-2010
Andrew James WilsonLPL Financial LLCFidelity Brokerage Services LLC06-30-2014
Angela Dawn PepperLPL Financial LLCNational Planning Corporation11-29-2017
Anida VenniroLPL Financial LLCAXA Advisors, LLC12-16-2010
Anita M KorsonLPL Financial LLCPFS Investments Inc.04-05-2013
Anthony James DonadioLPL Financial LLCNational Planning Corporation11-29-2017
Arthur F. OnyxLPL Financial LLCMutual Service Corporation09-08-2009
Beverly Jean TobocmanLPL Financial LLCAssociated Securities Corp.09-08-2009
Blake Mitchell BeebeLPL Financial LLCMorgan Stanley09-21-2015
Bradley John AugustineLPL Financial LLCLarson Financial Securities, LLC12-18-2014
Brandon Lee MorrisLPL Financial LLCINVEST Financial Corporation02-14-2018
Brant Robert ShrimplinLPL Financial LLCOppenheimer & Co. Inc.07-02-2009
Brent Alan RichardsLPL Financial LLCAmeriprise Financial Services, Inc.$2507-30-2012
Brian Joseph CunninghamLPL Financial LLCWells Fargo Clearing Services, LLC$5007-03-2019
Brian Lee ColesLPL Financial LLCMutual Service Corporation09-08-2009
Bryan Scott FosterLPL Financial LLCAmeriprise Financial Services, Inc.10-09-2009
Bryan WieferichLPL Financial LLCWaddell & Reed$5007-26-2016
Camille Altair HarrisonLPL Financial LLCAmeriprise Financial Services, Inc.07-30-2012
Chad A. EyreLPL Financial LLCCUNA Brokerage Services, Inc.06-01-2012
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Showing 1 to 25 of 245 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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