Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Carl MunsonLPL Financial LLCWells Fargo Clearing Services, LLC08-26-2019
Peter Carl MunsonLPL Financial LLCWells Fargo Clearing Services, LLC08-26-2019
Gary Ernest MaynardLPL Financial LLCHD Vest Investment Services06-26-2019
Amy Jean KomisLPL Financial LLCCUSO Financial Services, L.P.06-06-2019
Shane Mitchell RobinsonLPL Financial LLCLifeMark Securities Corp.06-05-2019
Kara A. WilcoxLPL Financial LLCPruco Securities, LLC.04-05-2019
Regina N SpenceLPL Financial LLCEdward Jones04-01-2019
Dennis Fred DesantisLPL Financial LLCHantz Financial Services, Inc.01-24-2019
Robert Louis PuzLPL Financial LLCSigma Financial Corporation01-07-2019
Tracy Neal AdamsLPL Financial LLCCetera Advisor Networks LLC12-05-2018
Stephen Robert NoldeLPL Financial LLCInfinex Investments, Inc.11-30-2018
Michael William MaherLPL Financial LLCSignator Investors, Inc.09-25-2018
James F. Maguire IVLPL Financial LLCJ.P. Morgan Securities LLC07-09-2018
Vincent Charles BaronLPL Financial LLCAmeriprise Financial Services, Inc.04-09-2018
Kathleen Lynn AkstenLPL Financial LLCINVEST Financial Corporation02-14-2018
Joseph William PanfilLPL Financial LLCINVEST Financial Corporation02-14-2018
David Allen HoistLPL Financial LLCSII Investments, Inc.02-14-2018
David George ScripsemaLPL Financial LLCINVEST Financial Corporation02-14-2018
Gary Carl WilhelmLPL Financial LLCINVEST Financial Corporation02-14-2018
John Albert MandeLPL Financial LLCSII Investments, Inc.02-14-2018
Michael Lee BatsonLPL Financial LLCINVEST Financial Corporation02-14-2018
Brandon Lee MorrisLPL Financial LLCINVEST Financial Corporation02-14-2018
Zachary Isaac SlabotskyLPL Financial LLCINVEST Financial Corporation02-14-2018
John Michael MouselLPL Financial LLCState Farm VP Management Corp.12-04-2017
Phil Andrews IILPL Financial LLCMML Investors Services, LLC11-30-2017
Next Page »

Showing 1 to 25 of 244 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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