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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vincent Eugene DelicataMML Investors Services, LLCTFO-TDC, LLC04-26-2019
John Edward ChouinardMML Investors Services, LLCMML Investors Services, LLC02-27-2019
Jeffrey Russell MyersMML Investors Services, LLCThrivent Investment Management Inc.02-12-2019
Natalie Fay MillerMML Investors Services, LLCPNC Investments02-12-2019
Heather Marie AeschlimanMML Investors Services, LLCLPL Financial LLC02-06-2019
Stuart Martin EgrinMML Investors Services, LLCW&S Brokerage Services, Inc.01-24-2019
Jake Maxwell McneilMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-08-2019
Nikolas B. SellersMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-14-2018
Mark Louis HymanMML Investors Services, LLCThe Leaders Group, Inc.08-28-2018
Dionne T. ObannonMML Investors Services, LLCMorgan Stanley07-02-2018
Nicholas Steven SchummerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-25-2018
Shaun Michael FischerMML Investors Services, LLCLPL Financial LLC05-03-2018
John A. HerbertMML Investors Services, LLCAXA Advisors, LLC04-17-2018
Rixynes Rodriguez-ConstanceMML Investors Services, LLCEdward Jones04-13-2018
Namhee ParkMML Investors Services, LLCNYLIFE Securities LLC04-02-2018
Gongju BaekMML Investors Services, LLCNYLIFE Securities LLC03-20-2018
Jordan Michael BurnsMML Investors Services, LLCPFS Investments Inc.03-07-2018
Kurt Ryan DavisMML Investors Services, LLCPruco Securities, LLC.01-30-2018
Michael Douglas FrenchMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-17-2018
Matthew David SumnichtMML Investors Services, LLCAXA Advisors, LLC01-16-2018
Todd A. WaltersMML Investors Services, LLCNYLIFE Securities LLC12-05-2017
Jason Thomas GrantMML Investors Services, LLCNYLIFE Securities LLC11-15-2017
Joshua M. WalkerMML Investors Services, LLCNYLIFE Securities LLC11-07-2017
Clifton Douglas HawkinsMML Investors Services, LLCNYLIFE Securities LLC10-09-2017
Barbara J. Shipp-ClarkMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-13-2017
Next Page »

Showing 1 to 25 of 78 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.