Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Russell MyersMML Investors Services, LLCThrivent Investment Management Inc.02-12-2019
John A. HerbertMML Investors Services, LLCAXA Advisors, LLC04-17-2018
Namhee ParkMML Investors Services, LLCNYLIFE Securities LLC04-02-2018
Kurt Ryan DavisMML Investors Services, LLCPruco Securities, LLC.01-30-2018
Matthew David SumnichtMML Investors Services, LLCAXA Advisors, LLC01-16-2018
Todd Alan WaltersMML Investors Services, LLCNYLIFE Securities LLC12-05-2017
JASON THOMAS GRANTMML Investors Services, LLCNYLIFE Securities LLC11-15-2017
Clifton Douglas HawkinsMML Investors Services, LLCNYLIFE Securities LLC10-09-2017
Barbara Jean Shipp-ClarkMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-13-2017
Maurice Ervin Miller Jr.MML Investors Services, LLCRedwood Financial Network06-28-2017
Randy Gustav KelbertMML Investors Services, LLCThrivent Investment Management Inc.06-20-2017
Daniel Ellis JohnsonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$2503-13-2017
Sean Michael TeeplesMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-01-2016
Ronald Shane BullisMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-11-2016
Trevor Steven HerinMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-11-2016
Kurt Allan Van DykenMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-09-2016
Thomas David PerroneMML Investors Services, LLCThrivent Investment Management Inc.$107-12-2016
James Wesley CreamerMML Investors Services, LLCThrivent Investment Management Inc.$2507-08-2016
Gary Carmon HolvickMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-06-2016
James Martin PogasicMML Investors Services, LLCW&S Brokerage Services, Inc.05-24-2016
Charles W GoetzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-21-2016
Trent M. FreyMML Investors Services, LLCW&S Brokerage Services, Inc.03-16-2016
Drew Michael ShapiroMML Investors Services, LLCNYLIFE Securities LLC02-12-2016
Brooke Michelle HolvickMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-02-2016
Christopher Lee MerchantMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-27-2016
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Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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