Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Donald VanriperMML Investors Services, LLCNew England Securities10-12-2012
Charles W GoetzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-21-2016
Christopher Lee MerchantMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-27-2016
Daniel Ellis JohnsonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-13-2017
Drew Michael ShapiroMML Investors Services, LLCNYLIFE Securities LLC02-12-2016
Erik Patrick BloomfieldMML Investors Services, LLCThrivent Investment Management Inc.$2510-21-2014
Gary Carmon Holvick JrMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-23-2015
Gongju BaekMML Investors Services, LLCNYLIFE Securities LLC03-20-2018
Heather Marie AeschlimanMML Investors Services, LLCLPL Financial LLC02-06-2019
Jacob Paul DepilloMML Investors Services, LLCEquitable Advisors, LLC05-06-2020
Jake Maxwell McNeilMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-08-2019
John A HerbertMML Investors Services, LLCEquitable Advisors, LLC04-17-2018
John Christopher McGowanMML Investors Services, LLCFirst Heartland Capital, Inc.$2510-28-2010
Manuel AmezcuaMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-15-2013
Mark Louis HymanMML Investors Services, LLCThe Leaders Group, Inc.08-28-2018
Matthew D AddyMML Investors Services, LLCNYLIFE Securities LLC09-11-2013
Matthew David SumnichtMML Investors Services, LLCEquitable Advisors, LLC01-16-2018
Matthew Scott BenanderMML Investors Services, LLCNYLIFE Securities LLC06-03-2020
Maurice Ervin Miller JrMML Investors Services, LLCRedwood Financial Network06-28-2017
Nathan A PeralesMML Investors Services, LLCNYLIFE Securities LLC07-29-2020
Nicholas Steven SchummerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-25-2018
Nikolas B SellersMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-14-2018
Randy Gustav KelbertMML Investors Services, LLCThrivent Investment Management Inc.06-20-2017
Robert Scott MetteMML Investors Services, LLCNew England Securities02-07-2014
Stephanie Reynolds ToonMML Investors Services, LLCThrivent Investment Management Inc.06-11-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.