Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Austen Nathaniel StewartMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-20-2019
Michael Paul RauMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.03-28-2019
John Pierre ThibaultMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5002-13-2019
James Taylor BurnsMerrill Lynch, Pierce, Fenner & Smith IncorporatedVintage Financial Services LLC12-04-2018
Ronald Lee Miller IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-28-2018
Michelle Marie RiesgoMerrill Lynch, Pierce, Fenner & Smith IncorporatedComerica Securities09-26-2018
Justin Matthew CattaneoMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments$15006-25-2018
Omar El GothamyMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC06-14-2018
Tyler Bruce WebbMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.06-07-2018
David Stuart Harden IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.05-16-2018
Alec James MoultonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-19-2018
Jessica Elizabeth PfeiferMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.11-21-2017
Daniel Gotthard FaettMerrill Lynch, Pierce, Fenner & Smith IncorporatedKestra Investment Services, LLC10-25-2017
Philip Craig Welch IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed10-04-2017
Matthew Scott TallmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.09-26-2017
Marcelo Naan Flores IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-30-2017
Maurice Byron HillMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.08-30-2017
Zakhele Vinsty DhlaminiMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments08-14-2017
Matthew Kyle BreznauMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.07-19-2017
Nicole Marie GattoMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments05-03-2017
Ryan Paul MurphyMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments04-28-2017
William Robert MawyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.04-24-2017
Dino M Berri Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.02-27-2017
Antonino Joseph AluiaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.12-02-2016
William Joseph SkipworthMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.11-28-2016
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Showing 1 to 25 of 175 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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