Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Attila NagyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$2501-30-2009
Jack Edward NewhouseMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5003-27-2009
John Edward LowMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-08-2009
Joseph D CarterMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-08-2009
Brian Murray BellMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5006-19-2009
Lisa Marie LondonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2510-16-2009
Timothy John ColosimoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-16-2009
Nora J KolarMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10010-16-2009
Steven Donald DodsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-13-2009
Dana M Arluna JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.$2502-08-2010
William R JuergensMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC04-30-2010
Mary Elizabeth NolanMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC04-30-2010
Anthony M CollicaMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.$5005-03-2010
Matthew J EckenrodeMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.$5009-15-2010
Scott H AmmonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10409-30-2010
John SCOTT PenceMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10009-30-2010
Cary Nye WietingMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2510-01-2010
Adam Jay BornsteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$7810-01-2010
Bradley Joseph MikolajczykMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-01-2010
Nicholas J KozakMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10010-01-2010
Jason Raymond BowensMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5010-01-2010
Jerome Bookstein Adam BornsteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$17010-15-2010
Branden Jennings MinuthMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10001-04-2011
Sara E WohlMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-02-2011
Jonathan Paul StanleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC03-17-2011
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Showing 1 to 25 of 128 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.