Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Richard BullerMorgan StanleyJ.P. Morgan Securities LLC09-25-2009
Tabb Michael WileMorgan StanleyJ.P. Morgan Securities LLC09-25-2009
David Glenn ClarkMorgan StanleyJ.P. Morgan Securities LLC09-25-2009
Virginia Ann WiselyMorgan StanleyJ.P. Morgan Securities LLC09-25-2009
David J. RunyonMorgan StanleyJ.P. Morgan Securities LLC09-25-2009
Bradley James SurmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-09-2009
David Brian AltwergerMorgan StanleyPruco Securities, LLC.01-20-2010
William Spencer HartsockMorgan StanleyUBS Financial Services Inc.$15003-12-2010
William James BassowMorgan Stanley1st Global Capital Corp.$5003-15-2010
Jerry Ralph PearsonMorgan StanleyJ.P. Morgan Securities LLC03-26-2010
Robert Charles Tholl Jr.Morgan StanleyJ.P. Morgan Securities LLC03-26-2010
Craig Anthony RosenbergMorgan StanleyStifel, Nicolaus & Company, Incorporated$5004-30-2010
Michael John GlosterMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-14-2010
William Lief CollinsMorgan StanleyWells Fargo Clearing Services, LLC$5005-28-2010
Peter James AlmerothMorgan StanleyINVEST Financial Corporation06-28-2010
Ryan Edmond WaselewskyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-29-2010
Thomas Jeremiah MoherMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-30-2010
Christian L BrandemihlMorgan StanleyFirst Heartland Consultants, Inc.08-12-2010
Linda Sheryl LawsonMorgan StanleyUBS Financial Services Inc.$15008-16-2010
Lawrence Clay SpencerMorgan StanleyGWN Securities Inc.11-04-2010
Steven Harold BernerMorgan StanleyUBS Financial Services Inc.$5011-05-2010
Benjamin Aaron KusnerMorgan StanleyUBS Financial Services Inc.$1011-05-2010
John Robert E WeisgerberMorgan StanleyWells Fargo Clearing Services, LLC$5001-07-2011
David Phillip GrallMorgan StanleyWells Fargo Clearing Services, LLC$10001-21-2011
James Valley StuartMorgan StanleyComerica Securities$10002-04-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.