Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Edmond WaselewskyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-29-2010
Benjamin Kusner, Steven Berner, William Hanrahan, Shane MeyerMorgan StanleyUBS Financial Services Inc. Inc.$18411-11-2010
John Robert E WeisgerberMorgan StanleyWells Fargo Clearing Services, LLC$5001-07-2011
David Phillip GrallMorgan StanleyWells Fargo Clearing Services, LLC$10001-21-2011
Jason M. GeiszMorgan StanleyUBS Financial Services Inc.$5002-11-2011
Joseph Leonard MichalakMorgan StanleyUBS Financial Services Inc.$10004-20-2011
Anne E. MagretaMorgan StanleyUBS Financial Services Inc.$5007-15-2011
Mark Anthony RoccaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-05-2011
Thomas E. ViolMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-02-2011
Robert Mark RouxMorgan StanleyUBS Financial Services Inc.$1010-07-2011
David John FrizzellMorgan StanleyRaymond James & Associates, Inc.12-15-2011
Scott James PickloMorgan StanleyMKD Wealth Coaches, LLC12-19-2011
William Anthony LarosaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-06-2012
Mark Frederick Sherwood, Saralyn CoupeMorgan StanleyUBS Financial Services Inc.$10002-17-2012
Debra Jones-McconnellMorgan StanleyJ.P. Morgan Securities LLC04-09-2012
Marsha Ann KemppainenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-24-2012
Terri Lynn DunnMorgan StanleyUBS Financial Services Inc.$5006-15-2012
Anthony John TreboldiMorgan StanleyChase Investment Services Corp.09-28-2012
Bryan SchonMorgan StanleyChase Investment Services$20511-01-2012
Catherine Bowen DanielMorgan StanleyBarclays Capital Inc.04-15-2013
Joseph Andrew Rey Jr.Morgan StanleyEdward Jones$1005-31-2013
Michael J DevriesMorgan StanleyLPL Financial LLC09-20-2013
Mark Francis GenoveseMorgan StanleyJ.P. Morgan Securities LLC11-04-2013
Penny Lynn SageMorgan StanleyJ.P. Morgan Securities LLC11-08-2013
Michael Jerome DymkowskiMorgan StanleyJ.P. Morgan Securities LLC11-27-2013
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Showing 226 to 250 of 277 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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