Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Walker M WynkoopMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Bryan William ListerMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Joel Allen ShayneMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Gerald Timothy St CinMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Scott Mcmillan StricklandMorgan StanleyMorgan Stanley & Co. LLC$1006-01-2009
Robert Edwin FlermoenMorgan StanleyMorgan Stanley & Co. Incorporated$1006-01-2009
Jeffrey D. FitzgeraldMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Carol Lynn PopeMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Jack H. Mooradian Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Michael Loutvig MooradianMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Ronald Jay GoldmanMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Carol LitkaMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Mary Lou Budman-LabeMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Harold George Wendelken Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Philip Bernard ZieglerMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
John Robert Bernard IIIMorgan StanleyCitigroup Global Markets Inc.06-01-2009
David Andrew SonnenscheinMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
George Kenneth SlaterMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Colin Patrick HaffeyMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Thomas Abram ShellyMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Timothy Michael LilleboeMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Mark E SandmeyerMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Dale Russell HerndenMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Wayne Lewis ScarponiMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Peter Campbell BowenMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
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Showing 101 to 125 of 277 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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