Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Linus FosterMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10012-13-2019
Jonathan P. WolfeMorgan StanleyEdward Jones08-23-2019
Richard Allan Olsen IIMorgan StanleyNYLIFE Securities LLC08-22-2019
Karen Lynn PoppemaMorgan StanleyBenjamin F. Edwards & Company, Inc.07-12-2019
Walter James Hails Jr.Morgan StanleyCharles Schwab & Co., Inc.05-14-2019
Eric James WeisgerberMorgan StanleyPrudential Annuities Distributors, Inc05-07-2019
Erik D. KentMorgan StanleyCitizens Securities, Inc.03-12-2019
Michael G DowdellMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-23-2018
Damali Mariama Hall-McguireMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-30-2018
Nathan George StegmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-25-2018
Zachary Steven PaulMorgan StanleyJ.P. Morgan Securities LLC07-17-2018
Brock David CooperMorgan StanleyTIAA-CREF Individual & Institutional Services, LLC08-12-2017
Bradley Merrill HolmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-22-2017
Kenneth Demps, Robert Dennis, Jay MacKenzieMorgan StanleyAmeriprise Financial Services, Inc.$27006-02-2017
Claire Elizabeth WinchesterMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-11-2017
Daniel Scott DillardMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2017
Lisa Marie GorodenskiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-22-2017
Gregory Thomas TalpeyMorgan StanleyPrudential Annuities Distributors, Inc03-21-2017
Sarah Rose KloppenburgMorgan StanleyCity Securities Corporation03-20-2017
Jennifer Lynn HermanMorgan StanleyWealth Management Services, LLC$50012-12-2016
Amanda Arlene CaslerMorgan StanleyLPL Financial LLC$50012-12-2016
Deborah Jean RenshawMorgan StanleyMML Investors Services, LLC11-14-2016
Daniel Christopher PeckhamMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$24307-22-2016
Joseph Martin PotvinMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)07-22-2016
Bradley Stephen BaturMorgan StanleyMetLife Securities Inc.07-11-2016
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Showing 1 to 25 of 152 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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