Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicole Leigh DomitrovichMorgan StanleyScottrade, Inc.01-09-2014
Raymond Adam Biswanger IVMorgan StanleymyCIO Wealth Partners, LLC02-12-2014
Andrew Derek MeyerMorgan StanleyJ.P. Morgan Securities LLC03-03-2014
Nicole Erika NielsonMorgan StanleyJ.P. Morgan Securities LLC$5003-25-2014
Brian Brice, Tim BriceMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$4,50009-08-2014
Timothy Michael Brice, Brian P. BriceMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-08-2014
Raymond E FortinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-08-2014
Brian Patrick DonohoeMorgan StanleyOppenheimer & Co. Inc.$5010-24-2014
David Pendleton, Kelly Anne Baumgartner, Kraig Pendleton, Adam Nathan PendletonMorgan StanleyUBS Financial Services Inc.$5011-07-2014
Peter M BradenMorgan StanleyMetLife Securities Inc.11-20-2014
Damian William LockhartMorgan StanleyWaddell & Reed$1002-18-2015
Daniel James Wirtanen Jr.Morgan StanleyJ.P. Morgan Securities LLC05-22-2015
Kevin Joseph ZezulaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-04-2015
Emily Marie TakamatsuMorgan StanleyLPL Financial LLC06-24-2015
Troy Michael CowdreyMorgan StanleySterne, Agee & Leach, Inc.07-28-2015
Bryan Edward McNamaraMorgan StanleyJ.P. Morgan Securities LLC$5009-11-2015
Yvonne Marie ColeMorgan StanleyJ.P. Morgan Securities LLC02-12-2016
Jaclynn Ann ParentMorgan StanleyJ.P. Morgan Securities LLC02-12-2016
Sudarshan KumarMorgan StanleyRoyal Alliance Associates, Inc.04-11-2016
Bradley Stephen BaturMorgan StanleyMetLife Securities Inc.07-11-2016
Deborah Jean RenshawMorgan StanleyMML Investors Services, LLC11-14-2016
Amanda Arlene CaslerMorgan StanleyLPL Financial LLC12-12-2016
Gregory Thomas TalpeyMorgan StanleyPrudential Annuities Distributors, Inc03-21-2017
Daniel Scott DillardMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2017
Brock David CooperMorgan StanleyTIAA-CREF Individual & Institutional Services, LLC08-12-2017
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Showing 251 to 275 of 277 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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