Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nickolas Thomas BarrisMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
William Mibry FreemanMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Gerald Arthur KearnsMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Thomas J ScampiniMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Michael Lloyd BraunMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Taal Moris AshmannMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Sandra Ellen LutkenhoffMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
James Michael HuckMorgan StanleyMorgan Stanley & Co. Incorporated$5006-01-2009
Ryan Richard MabieMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Gary Louis CoronaMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Alexander Erik FreibergMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Thomas Hess ForbesMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Bruce Eugene PlattMorgan StanleyMorgan Stanley & Co. Incorporated$5006-01-2009
Frank John Fazekas Jr.Morgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Stephen Jerome TyranskiMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Philip Arthur Riley IIIMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Paul Frederick TrederMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Karen Faye SmithMorgan StanleyMorgan Stanley & Co. Incorporated$2506-01-2009
Sharon Hope DykhouseMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
David Warren CramerMorgan StanleyMorgan Stanley & Co. Incorporated$2506-01-2009
Mark William GranthamMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Shari Ann WarezakMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Mark Steven FudoldMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Steven Anthony SchmitMorgan StanleyMorgan Stanley & Co. LLC$2506-01-2009
Stephen Nicholas SmihalMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
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Showing 76 to 100 of 277 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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