Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Michael KronnerMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Mark John RogersMorgan StanleyCitigroup Global Markets Inc.06-01-2009
David Allen RoeMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Gary William JbaraMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Lisa Renee PallachMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Jeffrey Allen HoppieMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Eric Michael JohnstonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Jessie Elizabeth Collins-RehilMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Victor Paul MaraldoMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Stephen Beresford FoxMorgan StanleyCitigroup Global Markets Inc.06-01-2009
James Clark StandishMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Kenneth Michael PallachMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Patrick Dennis MalzoneMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Raymond Keith Rondy IIMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Mitchell Thomas SwayzeMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Lisa Jean ForceMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Michael William CowdreyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Mark James KarwaskiMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Steven MessnerMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Lee Michael CabelofMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Renee Johanna Hof-LaceyMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Michele Ann VanderlindeMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Kevin Frank ShamblinMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Scott Kenneth BennettMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Norman Joseph Killop IIIMorgan StanleyCitigroup Global Markets Inc.06-01-2009
« Previous PageNext Page »

Showing 126 to 150 of 277 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.