Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jessica Sung FitzgeraldMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Gregory Michael ChapmanMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Elizabeth SilverMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Matthew Haag RigaMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Anna M PerroneMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Anthony M. ZaleMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Jason Patrick DrumhellerMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Tanya Marie HawleyMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Joshua David RigaMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Robert Francis Tighe IIIMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Brian D BradyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Scott C. HammondMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Patrick J. HudsonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Scott Matthew HewittMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Burton Walter Carlson IIIMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
John E. MinniMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Timothy James MurrayMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Brandon Michael SlaterMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Stephen Michael PerroneMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Thomas Hall Seabron Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Thomas Jeffrey JacobsMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Gary Steven WoodenMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
John Richard Buller, Tabb Michael Wile, David Glenn Clark, Virginia Ann Wisely, David J. RunyonMorgan StanleyJ.P. Morgan Securities LLC09-25-2009
Robert Charles Tholl Jr.Morgan StanleyJ.P. Morgan Securities LLC03-26-2010
Peter James AlmerothMorgan StanleyINVEST Financial Corporation06-28-2010
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Showing 201 to 225 of 277 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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