Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Erik FreibergMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Allen FergusonMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Amanda Arlene CaslerMorgan StanleyLPL Financial LLC12-12-2016
Amy Rochelle ColeMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Andrew Derek MeyerMorgan StanleyJ.P. Morgan Securities LLC03-03-2014
Andrew Joseph HowardMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Andrew Michael BeiderMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Anna M PerroneMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Anne E. MagretaMorgan StanleyUBS Financial Services Inc.$5007-15-2011
Anthony John TreboldiMorgan StanleyChase Investment Services Corp.09-28-2012
Anthony M. ZaleMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
August John Hurt IIIMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Barbara Ann StensonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Barry Joel WeisbergMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Benjamin Kusner, Steven Berner, William Hanrahan, Shane MeyerMorgan StanleyUBS Financial Services Inc. Inc.$18411-11-2010
Benjamin Samuel BalbachMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Bradley Stephen BaturMorgan StanleyMetLife Securities Inc.07-11-2016
Brandon Michael SlaterMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Branko Gegich Jr.Morgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Brian Brice, Tim BriceMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$4,50009-08-2014
Brian D BradyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Brian Patrick DonohoeMorgan StanleyOppenheimer & Co. Inc.$5010-24-2014
Brock David CooperMorgan StanleyTIAA-CREF Individual & Institutional Services, LLC08-12-2017
Bruce Almo French Jr.Morgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Bruce Eugene PlattMorgan StanleyMorgan Stanley & Co. Incorporated$5006-01-2009
Next Page »

Showing 1 to 25 of 277 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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