Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Nathan PendletonMorgan StanleyUBS Financial Services Inc.11-07-2014
Alan Lee SuppMorgan StanleyUBS Financial Services Inc.$15011-29-2013
Amanda Arlene CaslerMorgan StanleyLPL Financial LLC$112-12-2016
Andrew Charles GaronMorgan StanleyWaddell & Reed06-09-2011
Andrew Derek MeyerMorgan StanleyJ.P. Morgan Securities LLC03-03-2014
Anne E. MagretaMorgan StanleyUBS Financial Services Inc.$5007-15-2011
Anthony John TreboldiMorgan StanleyChase Investment Services Corp.09-28-2012
Benjamin Aaron KusnerMorgan StanleyUBS Financial Services Inc.$1011-05-2010
Blake Mitchell BeebeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2013
Bradley James SurmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-09-2009
Bradley Merrill HolmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-22-2017
Bradley Stephen BaturMorgan StanleyMetLife Securities Inc.07-11-2016
Brian P. BriceMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-08-2014
Brian Patrick DonohoeMorgan StanleyOppenheimer & Co. Inc.$5010-24-2014
Brock David CooperMorgan StanleyTIAA-CREF Individual & Institutional Services, LLC08-12-2017
Bryan Edward McNamaraMorgan StanleyJ.P. Morgan Securities LLC$5009-11-2015
Bryan Jeffrey SchonMorgan StanleyJ.P. Morgan Securities LLC$10011-01-2012
Catherine Bowen DanielMorgan StanleyBarclays Capital Inc.04-15-2013
Charles J. HahnMorgan StanleyBarclays Capital Inc.04-07-2014
Charles Joseph HarlanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-21-2014
Cheri Marie WatsonMorgan StanleyJ.P. Morgan Securities LLC04-09-2015
Christian L BrandemihlMorgan StanleyFirst Heartland Consultants, Inc.08-12-2010
Claire Elizabeth SanbornMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-11-2017
Colleen Marie EtueMorgan StanleyThe Huntington Investment Company$2510-23-2014
Craig Anthony RosenbergMorgan StanleyStifel, Nicolaus & Company, Incorporated$5004-30-2010
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Showing 1 to 25 of 146 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.