Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jack D. SytsmaMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
David Michael VanwingerdenMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
Darnell Donnie JacksonMorgan StanleyMorgan Stanley & Co. Incorporated$10006-01-2009
Terrence Flynn FalaheeMorgan StanleyMorgan Stanley & Co. Incorporated$10006-01-2009
Gregory D. BootsmaMorgan StanleyMorgan Stanley & Co. Incorporated$10006-01-2009
David Nicholas HallMorgan StanleyMorgan Stanley & Co. Incorporated$10006-01-2009
John Patrick MeierMorgan StanleyMorgan Stanley & Co. Incorporated$5006-01-2009
Patrick John BruntjensMorgan StanleyMorgan Stanley & Co. Incorporated$5006-01-2009
James Michael HuckMorgan StanleyMorgan Stanley & Co. Incorporated$5006-01-2009
Bruce Eugene PlattMorgan StanleyMorgan Stanley & Co. Incorporated$5006-01-2009
Karen Faye SmithMorgan StanleyMorgan Stanley & Co. Incorporated$2506-01-2009
David Warren CramerMorgan StanleyMorgan Stanley & Co. Incorporated$2506-01-2009
Robert Edwin FlermoenMorgan StanleyMorgan Stanley & Co. Incorporated$1006-01-2009
David Andrew SonnenscheinMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Thomas Abram ShellyMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Raymond Keith Rondy IIMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Michele Ann VanderlindeMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Kevin Frank ShamblinMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Dean Steven HowardMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Mary D. HallMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Rachel E. LaugMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Anna M PerroneMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
John E. MinniMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Stephen Michael PerroneMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Gary Steven WoodenMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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