Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Luke Kulczyk SuminskiOppenheimer & Co. Inc.Thrivent Investment Management Inc.04-01-2019
John Howard Kay JrOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20011-30-2018
Anthony Charles RudaOppenheimer & Co. Inc.B. Riley Wealth Management09-14-2018
Joseph Michael CaserioOppenheimer & Co. Inc.Raymond James & Associates, Inc.$1211-30-2017
David Andrew BeatonOppenheimer & Co. Inc.Ameriprise Financial Services, LLC05-22-2017
Allen Duane OBrianOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2503-10-2017
Cheryl Lynn UnderwoodOppenheimer & Co. Inc.Independent Portfolio Consultants, Inc.$1,00001-11-2017
Mark Benjamin WickardOppenheimer & Co. Inc.Cantor Fitzgerald & Co.01-06-2017
Tobias Emanual TimmOppenheimer & Co. Inc.Cantor Fitzgerald & Co.$20001-06-2017
Regina Marie Lync WickardOppenheimer & Co. Inc.Cantor Fitzgerald & Co.01-06-2017
Kevin Thomas LynchOppenheimer & Co. Inc.Cantor Fitzgerald & Co.01-06-2017
Heather Marie OttOppenheimer & Co. Inc.PNC Investments06-03-2016
Julie Ann FergusonOppenheimer & Co. Inc.Infinex Investments, Inc.$15001-20-2016
Athanacia Lallas FreyOppenheimer & Co. Inc.Cambridge Investment Research, Inc.$15012-18-2015
Derek R RaymondOppenheimer & Co. Inc.Edward Jones$15012-26-2013
Scott Edward HeidemaOppenheimer & Co. Inc.Edward Jones$15010-02-2013
Kathleen Yvonne ColinOppenheimer & Co. Inc.ICAP Corporates LLC$15003-21-2013
Daniel James WaskiewiczOppenheimer & Co. Inc.Northwestern Mutual Investment Services, LLC08-02-2011
Charles Bagley Ducharme IiOppenheimer & Co. Inc.Park Avenue Securities LLC07-20-2011
Ruth Ann RozankovichOppenheimer & Co. Inc.Raymond James & Associates, Inc.$15004-04-2011
William Vincent ReepmeyerOppenheimer & Co. Inc.UBS Financial Services Inc.$2501-29-2010
Bryan Joseph CarrollOppenheimer & Co. Inc.UBS Financial Services Inc.$10001-29-2010
Michael Francis OshaughnesseyOppenheimer & Co. Inc.UBS Financial Services Inc.$15005-07-2009
James Scott MoranOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15003-06-2009
Clifford B HodgmanOppenheimer & Co. Inc.H&R Block Financial Advisors, Inc.$5002-06-2009

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.