Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Travis Jay LacellePNC InvestmentsFifth Third Securities, Inc.03-05-2019
David Alan HerbeckPNC InvestmentsSigma Financial Corporation12-03-2018
Jason Thomas GrantPNC InvestmentsMML Investors Services, LLC06-19-2018
Christopher J. BranickPNC InvestmentsScottrade, Inc.05-23-2018
Nicklaus R SerafiniPNC InvestmentsOppenheimer & Co. Inc.04-23-2018
Natalie Fay MillerPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2018
Erick L MichaelsonPNC InvestmentsAmeriprise Financial Services, Inc.$5012-15-2017
Linda Christine CollierPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2017
Gary Russell Brown Jr.PNC InvestmentsJ.P. Morgan Securities LLC09-18-2017
Adam P SmithPNC InvestmentsFifth Third Securities, Inc.06-08-2017
Anthony Rudy WilliamsPNC InvestmentsEdward Jones04-18-2017
Ty Carl FinchPNC InvestmentsFinch Financial01-13-2017
Phillip Dean Cook Jr.PNC InvestmentsJ.P. Morgan Securities LLC01-05-2017
Randall Stuart KurtzPNC InvestmentsThrivent Investment Management Inc.$112-05-2016
William Hugh Behnke IIIPNC InvestmentsWells Fargo Clearing Services, LLC12-01-2016
Ryan Carl MunsonPNC InvestmentsThrivent Investment Management Inc.11-29-2016
Mark William Scofield IIPNC InvestmentsEdward Jones10-21-2016
Scott David MckinniePNC InvestmentsAmeriprise Financial Services, Inc.10-12-2016
Ryan Christopher HoffPNC InvestmentsAmeriprise Financial Services, Inc.$1010-11-2016
Michael David PominvillePNC InvestmentsEdward Jones09-14-2016
Jeffrey Thomas PunchesPNC InvestmentsThrivent Investment Management Inc.09-12-2016
Jesse Albert Parsley Jr.PNC InvestmentsEdward Jones08-17-2016
Ovidiu Vasile ApinteiPNC InvestmentsHantz Financial Services, Inc.08-12-2016
Melissa Marie RileyPNC InvestmentsInfinex Investments, Inc.06-02-2016
Zachary J BauerPNC InvestmentsFifth Third Securities, Inc.05-19-2016
Next Page »

Showing 1 to 25 of 120 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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