Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Delmar Owen MoorePNC InvestmentsCitizens Securities, Inc.01-15-2020
George Angelo ThibaultPNC InvestmentsE*TRADE Securities LLC09-03-2019
Marc W JancaPNC InvestmentsJ.P. Morgan Securities LLC08-27-2019
Travis Jay LacellePNC InvestmentsFifth Third Securities, Inc.03-05-2019
David Alan HerbeckPNC InvestmentsSigma Financial Corporation12-03-2018
Jason Thomas GrantPNC InvestmentsMML Investors Services, LLC06-19-2018
Christopher J. BranickPNC InvestmentsScottrade, Inc.05-23-2018
Nicklaus R SerafiniPNC InvestmentsOppenheimer & Co. Inc.04-23-2018
Natalie Fay MillerPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2018
Sharon E. WestveerPNC InvestmentsInfinex Investments, Inc.01-05-2018
Erick L MichaelsonPNC InvestmentsAmeriprise Financial Services, LLC12-15-2017
Linda Christine CollierPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2017
Gary Russell Brown Jr.PNC InvestmentsJ.P. Morgan Securities LLC09-18-2017
Alan Phillip JesielPNC InvestmentsLPL Financial LLC$17008-14-2017
Adam P. SmithPNC InvestmentsFifth Third Securities, Inc.06-08-2017
Anthony Rudy WilliamsPNC InvestmentsEdward Jones04-18-2017
Tyrone Carl FinchPNC InvestmentsFinch Financial01-13-2017
Phillip D. Cook Jr.PNC InvestmentsJ.P. Morgan Securities LLC01-05-2017
Randall Stuart KurtzPNC InvestmentsThrivent Investment Management Inc.12-05-2016
William Hugh Behnke IIIPNC InvestmentsWells Fargo Clearing Services, LLC12-01-2016
Ryan C MunsonPNC InvestmentsThrivent Investment Management Inc.11-29-2016
Jaclyn M. MullicaPNC InvestmentsPNC Investments11-15-2016
Mark William Scofield IIPNC InvestmentsEdward Jones10-21-2016
Scott David McKinniePNC InvestmentsAmeriprise Financial Services, LLC10-12-2016
Ryan C. HoffPNC InvestmentsAmeriprise Financial Services, LLC10-11-2016
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Showing 1 to 25 of 127 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.