Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Laurie Pamela PiperParkland Securities, LLCQuestar Capital Corporation$2501-14-2019
Troy Andrew SpoonerParkland Securities, LLCQuestar Capital Corporation$2501-14-2019
Anthony Dean BagneschiParkland Securities, LLCPlanMember Securities Corporation12-03-2018
Mitchell Gerard LangtonParkland Securities, LLCForesters Equity Services, Inc.10-05-2018
Ching Po WangParkland Securities, LLCAXA Advisors, LLC03-01-2018
Hong DengParkland Securities, LLCCambridge Investment Research, Inc.01-02-2018
Scott Lee OldsParkland Securities, LLCHD Vest Investment Services$112-06-2017
Frank John AlbanoParkland Securities, LLCAcorn Wealth Advisors, LLC08-04-2017
Kenneth Eugene MayParkland Securities, LLCLincoln Investment$107-20-2017
Bryan Erik KnopParkland Securities, LLCThrivent Investment Management Inc.04-21-2017
Rajen S ShethParkland Securities, LLCPruco Securities, LLC.04-04-2017
Kent Joseph SpottsParkland Securities, LLCAmeriprise Financial Services, Inc.11-10-2016
Darrell Allen MclaughlinParkland Securities, LLCFifth Third Securities, Inc.09-27-2016
Kevin John ShanksParkland Securities, LLCCUNA Brokerage Services, Inc.$2506-13-2016
John Thomas SeppParkland Securities, LLCLPL Financial LLC05-04-2016
Ryan Stanley RapaskiParkland Securities, LLCPark Avenue Securities LLC01-04-2016
Brian Howard BelsterlingParkland Securities, LLCLPL Financial LLC08-29-2014
Joel David CorushParkland Securities, LLCUnited Planners' Financial Services of America A Limited Partner03-31-2014
Kaleel Thomas GeorgeParkland Securities, LLCVALIC Financial Advisors, Inc.01-13-2014
Billy Peter CoronelParkland Securities, LLCBCG Securities, Inc.$2212-10-2013
James Warren Vassas Jr.Parkland Securities, LLCBCG Securities, Inc.12-09-2013
Kingston Julio WongParkland Securities, LLCJ.P. Morgan Securities LLC09-18-2013
Kenneth Roger EppsParkland Securities, LLCSoutheast Investments, N.C., Inc.09-03-2013
Jody Dwayne PriceParkland Securities, LLCMetLife Securities Inc.05-01-2013
Ronald Douglas KyzarParkland Securities, LLCAmeritas Investment Corp.01-31-2013
Next Page »

Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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