Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Eugene WatsonParkland Securities, LLCProEquities, Inc.01-08-2009
Pamela Weathers WisemanParkland Securities, LLCSagePoint Financial, Inc.04-17-2009
Curtis Leo NeisesParkland Securities, LLCPrincipal Securities, Inc.05-06-2009
Gary Thomas ShoapsParkland Securities, LLCVeritrust Financial, LLC11-02-2009
Ryan Edward StarlingParkland Securities, LLCWoodbury Financial Services, Inc.11-16-2009
Ike J. KutterParkland Securities, LLCWoodbury Financial Services, Inc.11-16-2009
Mark Brian ChingrenParkland Securities, LLCTransamerica Financial Advisors, Inc12-04-2009
Daniel Leroy VeatchParkland Securities, LLCCentaurus Financial, Inc.$1001-04-2010
Janet Christine RzewnickiParkland Securities, LLCWRP Investments, Inc.01-04-2010
Dana Lynn BraccioParkland Securities, LLCTransamerica Financial Advisors, Inc02-26-2010
Gary Lee BryantParkland Securities, LLCVoya Financial Advisors, Inc.04-01-2010
Mark William MikuckiParkland Securities, LLCMetLife Securities Inc.09-01-2010
Steven Michael AugustinParkland Securities, LLCWoodbury Financial Services, Inc.$1009-28-2010
Jay Corbett HensonParkland Securities, LLCLegend Equities Corporation10-07-2010
Thomas Joseph LoughlinParkland Securities, LLCInvestors Capital Corp.10-22-2010
Jeffrey Stephen SelfParkland Securities, LLCAXA Advisors, LLC03-18-2011
Kerri Ann DaneParkland Securities, LLCAXA Advisors, LLC$2504-25-2011
Christopher Griswold GentParkland Securities, LLCOhanesian / Lecours, Inc.05-02-2011
Alan T W BauParkland Securities, LLCLPL Financial LLC$5006-15-2011
William Anthony BallesterosParkland Securities, LLCVeritrust Financial, LLC07-29-2011
Douglas Kilday FosterParkland Securities, LLCGWN Securities Inc.08-24-2011
Sharain Lajuan TaylorParkland Securities, LLCWaddell & Reed$2509-07-2011
Scott Austin CarlsonParkland Securities, LLCAllstate Financial Services, LLC01-05-2012
Branden Jason McAllisterParkland Securities, LLCHIMCO Distribution Services Company02-16-2012
Cristina Marie StevensParkland Securities, LLCLincoln Financial Securities Corporation04-02-2012
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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