Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Terence HaranParkland Securities, LLCCambridge Investment Research, Inc.$5009-19-2019
Ryan Michael OliverParkland Securities, LLCWoodbury Financial Services, Inc.07-11-2019
Laurie Pamela PiperParkland Securities, LLCQuestar Capital Corporation$2501-14-2019
Troy Andrew SpoonerParkland Securities, LLCQuestar Capital Corporation$2501-14-2019
Anthony Dean BagneschiParkland Securities, LLCPlanMember Securities Corporation12-03-2018
Mitchell Gerard LangtonParkland Securities, LLCForesters Equity Services, Inc.10-05-2018
Ching P. WangParkland Securities, LLCAXA Advisors, LLC03-01-2018
Hong DengParkland Securities, LLCCambridge Investment Research, Inc.01-02-2018
Scott Lee OldsParkland Securities, LLCHD Vest Investment Services12-06-2017
Kenneth Eugene MayParkland Securities, LLCLincoln Investment07-20-2017
Bryan Erik KnopParkland Securities, LLCThrivent Investment Management Inc.04-21-2017
Rajen S ShethParkland Securities, LLCPruco Securities, LLC.04-04-2017
Kent Joseph SpottsParkland Securities, LLCAmeriprise Financial Services, Inc.11-10-2016
Kevin John ShanksParkland Securities, LLCCUNA Brokerage Services, Inc.$2506-13-2016
John Thomas SeppParkland Securities, LLCLPL Financial LLC05-04-2016
Brian Howard BelsterlingParkland Securities, LLCLPL Financial LLC08-29-2014
Kaleel Thomas GeorgeParkland Securities, LLCVALIC Financial Advisors, Inc.01-13-2014
Billy Peter CoronelParkland Securities, LLCBCG Securities, Inc.12-10-2013
Kenneth Roger EppsParkland Securities, LLCSoutheast Investments, N.C., Inc.09-03-2013
Nathan Daniel TiarksParkland Securities, LLCWoodbury Financial Services, Inc.$1011-26-2012
Peter George StewartParkland Securities, LLCWoodbury Financial Services, Inc.06-19-2012
Shannon John StoefflerParkland Securities, LLCNext Financial Group, Inc.05-04-2012
Cristina Marie StevensParkland Securities, LLCLincoln Financial Securities Corporation04-02-2012
Branden Jason McAllisterParkland Securities, LLCHIMCO Distribution Services Company02-16-2012
Scott Austin CarlsonParkland Securities, LLCAllstate Financial Services, LLC01-05-2012
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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