Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan A. HowarthPruco Securities, LLC.Allstate Financial Services, LLC05-27-2015
Dustin Tyler MeadPruco Securities, LLC.Investment Professionals, Inc.07-09-2015
Deborah J. SpoonerPruco Securities, LLC.Fifth Third Securities, Inc.12-15-2015
Randal Ray OppenneerPruco Securities, LLC.Thrivent Investment Management Inc.08-31-2016
Jeffrey Oneal SteelePruco Securities, LLC.MetLife Securities Inc.10-05-2016
Terry Lee BennettPruco Securities, LLC.Oppenheimer & Co. Inc.$2502-28-2017
Michelle Lynn HarmPruco Securities, LLC.Hornor, Townsend & Kent, LLC$1009-19-2017
Patrick J. AdamsPruco Securities, LLC.MML Investors Services, LLC10-23-2017
Brent Kristopher McNittPruco Securities, LLC.Allstate Financial Services, LLC01-05-2018
Paul GeymanPruco Securities, LLC.MML Investors Services, LLC01-30-2018
John Alexander OgrodnickPruco Securities, LLC.Allstate Financial Services, LLC02-01-2018
Robert Lee GoldingPruco Securities, LLC.MML Investors Services, LLC02-08-2018
Damon Jerome DrewPruco Securities, LLC.MML Investors Services, LLC$5005-16-2018
David MitterPruco Securities, LLC.MML Investors Services, LLC05-30-2018
James Allen WetherellPruco Securities, LLC.Hantz Financial Services, Inc.$2509-05-2018
Ellie FranklinPruco Securities, LLC.Edward Jones10-18-2018
Douglas Allen DetmerPruco Securities, LLC.MML Investors Services, LLC11-14-2018
Lori Kay BebeePruco Securities, LLC.MML Investors Services, LLC01-28-2019
Joseph B. Samples IIIPruco Securities, LLC.Cambridge Investment Research Advisors, Inc.$1008-28-2019

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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