Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles John LindholmRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$10009-28-2018
William Benjamin WeberRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$5009-28-2018
Amanda Sue JenkinsRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.09-28-2018
Timothy Edward KowalskiRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.09-04-2018
Eugene Joseph YorkeRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.05-17-2010
William Hyde CleaverRaymond James & Associates, Inc.Cambridge Investment Research, Inc.07-06-2010
James W. StoopsRaymond James & Associates, Inc.Charles Schwab & Co., Inc.$10005-07-2015
Betty Jane NapierRaymond James & Associates, Inc.Citigroup Global Markets Inc.$5004-09-2009
Paul Anthony NoelRaymond James & Associates, Inc.Comerica Securities09-01-2015
Matthew Alan SweglesRaymond James & Associates, Inc.Comerica Securities$5011-01-2012
Clint Sterling MyersRaymond James & Associates, Inc.Commonwealth Financial Network09-28-2017
Gregg Douglas MulderRaymond James & Associates, Inc.Commonwealth Financial Network09-28-2017
Joshua Neil SlusarczykRaymond James & Associates, Inc.E*TRADE Capital Management, LLC01-16-2018
Shane R. BrownRaymond James & Associates, Inc.Edward Jones$2505-16-2014
Christopher John WillererRaymond James & Associates, Inc.Edward Jones$5001-18-2013
Heidi Anne O'DeaRaymond James & Associates, Inc.Edward Jones01-13-2012
Michelle Ellen ReedRaymond James & Associates, Inc.Edward Jones09-09-2011
Angela Dawn WaltonRaymond James & Associates, Inc.Edward Jones$10010-27-2010
Brian Thomas DoverRaymond James & Associates, Inc.Edward Jones$2506-03-2009
Nicholas James RothRaymond James & Associates, Inc.Fidelity Brokerage Services LLC02-08-2016
David Patrick KellyRaymond James & Associates, Inc.Fifth Third Securities, Inc.03-07-2011
Jason Palmer NymarkRaymond James & Associates, Inc.Guardian Investor Services LLC03-18-2013
Alec HagenRaymond James & Associates, Inc.Hantz Financial Services, Inc.06-19-2018
Mark Russell CorbinRaymond James & Associates, Inc.Hantz Financial Services, Inc.08-07-2015
Brennan Lewis BennettRaymond James & Associates, Inc.J.J.B. Hilliard, W.L. Lyons, LLC05-25-2012
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Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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