Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron J PawlakRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-14-2017
Aaron Ray HarrisRaymond James & Associates, Inc.Northwestern Mutual Investment Services, LLC02-15-2018
Aaron W HollisterRaymond James & Associates, Inc.Waddell & Reed08-28-2015
Adam Lee CoselmonRaymond James & Associates, Inc.Morgan Stanley$15005-08-2015
Alan Isaac SassonRaymond James & Associates, Inc.Wells Fargo Advisors Financial Network, LLC06-22-2012
Alec HagenRaymond James & Associates, Inc.Hantz Financial Services, Inc.06-19-2018
Alfred Glen SickingerRaymond James & Associates, Inc.J.P. Morgan Securities LLC$5002-12-2015
Allen John KowalskiRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5003-04-2010
Andrea Alice RollRaymond James & Associates, Inc.UBS Financial Services Inc.02-01-2019
Angela Dawn WaltonRaymond James & Associates, Inc.Edward Jones$10010-27-2010
Anthony AgostaRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$8705-22-2014
Anthony Raymond LottRaymond James & Associates, Inc.UBS Financial Services Inc.$15011-14-2019
Austin Michael FarahRaymond James & Associates, Inc.UBS Financial Services Inc.02-01-2019
Betty Jane NapierRaymond James & Associates, Inc.Citigroup Global Markets Inc.$5004-09-2009
Bonnie Kaye Adamczak-BrownRaymond James & Associates, Inc.UBS Financial Services Inc.$6902-26-2010
Bradley Joseph KaminskiRaymond James & Associates, Inc.Oppenheimer & Co. Inc.$15002-24-2017
Brennan Lewis BennettRaymond James & Associates, Inc.J.J.B. Hilliard, W.L. Lyons, LLC05-25-2012
Brian James LambRaymond James & Associates, Inc.J.P. Morgan Securities LLC02-12-2015
Brian Joseph ProbstRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-26-2016
Brian Thomas AbrahamRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-10-2018
Bryan D CasebereRaymond James & Associates, Inc.J.P. Morgan Securities LLC05-21-2018
Carmen Sapiano McNamaraRaymond James & Associates, Inc.Morgan Stanley$2503-19-2018
Caterina HoltRaymond James & Associates, Inc.Morgan Stanley$2507-09-2020
Charles Andrew PhillipsonRaymond James & Associates, Inc.UBS Financial Services Inc.02-01-2019
Charles John LindholmRaymond James & Associates, Inc.Ameriprise Financial Services, LLC09-28-2018
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Showing 1 to 25 of 148 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.