Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karl Henry RothRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-24-2018
Dylan Thomas McevillyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-21-2018
Brian Thomas AbrahamRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-10-2018
Amy Jo GouletRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-10-2018
Gloria Marie GrantRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-26-2018
Terry Ann RothRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-19-2018
Jason GravesRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-18-2018
Kelly Pettit CostelloRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC03-10-2017
Giovanni Attilio VolpeRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-21-2015
Lisa JaboroRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC01-17-2014
Patrick Thomas Duerr Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC10-12-2012
Richard Anthony O'Connell IIIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC02-13-2012
Sarah Elizabeth MeliaRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC01-30-2012
Brian Richard BranchRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-27-2011
Tina J. McKenzieRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC11-03-2010
Eric Christopher TillerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC03-12-2010
Paul Scott SchultzRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC02-11-2010
Christopher Joseph RuifrokRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1904-19-2018
Michael Eric WegenerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$2505-10-2018
Lori Michelle BagwellRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$2502-13-2015
Lynn Ann DiedrichRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$2511-22-2013
Troy Wallace VandenboschRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$2504-26-2013
Daniel Keith BattjesRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$2501-04-2013
Samantha Viola TrudellRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5008-07-2018
Anthony AgostaRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5005-22-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.