Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Lawrence OckerlundRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC09-20-2019
James Benjamin WhiteRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5005-11-2018
Elizabeth Anne MeagherRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00001-05-2018
John Michael RajtRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-05-2018
Michael Robert BauerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-05-2018
Nicole Burony-NobleRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1010-25-2013
Natalie Louise TiteRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC11-10-2015
Samuel P. ManessRaymond James Financial Services, Inc.ValMark Securities, Inc.02-22-2018
Raleigh E. Horne Jr.Raymond James Financial Services, Inc.UBS Financial Services Inc.$10002-02-2010
Kimberly Ann PhelpsRaymond James Financial Services, Inc.The Huntington Investment Company$5003-04-2019
Sarah WooleverRaymond James Financial Services, Inc.The Huntington Investment Company03-04-2019
Casie J. EitniearRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated10-25-2018
John Thomas PriestapRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$2505-14-2009
Gary Thomas PriestapRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated05-14-2009
Jason Alan GuentherRaymond James Financial Services, Inc.Stevens Wealth Management LLC04-11-2012
Joseph Wayne MaierRaymond James Financial Services, Inc.Securities America, Inc.$25011-05-2018
Wayne Charles MaierRaymond James Financial Services, Inc.Securities America, Inc.$15011-05-2018
Michael Andrew WilcoxRaymond James Financial Services, Inc.Securities America, Inc.$5011-05-2018
Gregory Scott DahlbergRaymond James Financial Services, Inc.Securities America, Inc.$5011-05-2018
Stanley Louis Steve DombrowskiRaymond James Financial Services, Inc.Securities America, Inc.$2511-05-2018
Eric Walter DobrzynskiRaymond James Financial Services, Inc.Securities America, Inc.11-05-2018
Jason E. WagenmakerRaymond James Financial Services, Inc.Royal Securities Company09-29-2015
Jennifer Rae BaldiniRaymond James Financial Services, Inc.Rehmann Financial Network, LLC$5009-27-2019
Mathew Ryan BrittRaymond James Financial Services, Inc.Rehmann Financial04-21-2014
Ian Allen WaldoRaymond James Financial Services, Inc.Raymond James & Associates, Inc.02-01-2018
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Showing 1 to 25 of 68 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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