Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Lawrence TauntRegulus Advisors, LLCSagePoint Financial, Inc.$50010-13-2009
Richard Lewis EkeyRegulus Advisors, LLCTaylor Capital Management Inc.$10002-07-2014
Michael Lawrence HugRegulus Advisors, LLCThrivent Investment Management Inc.06-18-2014
James B. DillonRegulus Advisors, LLCProEquities, Inc.$10009-03-2014
Robin C. CleggRegulus Advisors, LLCAmerican Portfolios Financial Services, Inc.10-27-2014
Daniel Glenn LowndsRegulus Advisors, LLCAmerican Portfolios Financial Services, Inc.$50011-27-2014
Thomas A. KishRegulus Advisors, LLCAmerican Portfolios Financial Services, Inc.$10001-02-2015
Edward Arthur CodyRegulus Advisors, LLCAmerican Portfolios Financial Services, Inc.$25001-02-2015
Brian James BlodgettRegulus Advisors, LLCAmerican Portfolios Financial Services, Inc.$50001-02-2015
James Mckinley WicksallRegulus Advisors, LLCAmerican Portfolios Financial Services, Inc.01-02-2015
Russell Mckinley WicksallRegulus Advisors, LLCAmerican Portfolios Financial Services, Inc.01-02-2015
David Keith OlsonRegulus Advisors, LLCAmerican Portfolios Advisors, Inc01-21-2015
Harold Dennis RotaryRegulus Advisors, LLCMidAmerica Financial Services, Inc.03-02-2015
Michael Rand WilliamsRegulus Advisors, LLCHeritage Financial Systems, Inc.03-26-2015
Robert Bryan CannonRegulus Advisors, LLCAdvisory Services Network$25006-03-2015
Lisa Danielle Anderson CannonRegulus Advisors, LLCAvantax Investment Services, Inc.06-04-2015
Robert ArmstrongRegulus Advisors, LLCAvantax Investment Services, Inc.06-09-2015
Barbara Ann BellRegulus Advisors, LLCRegulus Advisors, LLC06-12-2015
William W. CobleRegulus Advisors, LLCAvantax Investment Services, Inc.07-16-2015
Babatunde Miklos OgunlanaRegulus Advisors, LLCMetLife Securities Inc.07-24-2015
Said Darian JabbariRegulus Advisors, LLCFintegra, LLC08-18-2015
Beverly Ann FischettiRegulus Advisors, LLCAmerican Portfolios Financial Services, Inc.$25008-21-2015
Nicholas William IarrobinoRegulus Advisors, LLCMetLife Securities Inc.$50009-01-2015
Michael TurnerRegulus Advisors, LLCLPL Financial LLC$50010-01-2015
Noah KreimontRegulus Advisors, LLCJ.P. Morgan Securities LLC11-16-2015
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Showing 1 to 25 of 74 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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