Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brent Harold RhoadsRegulus Advisors, LLCAmerican Portfolios Financial Services, Inc.$15001-31-2014
Bari W. Bell Jr.Regulus Advisors, LLCAmerican Portfolios Financial Services, Inc.09-02-2014
James B. DillonRegulus Advisors, LLCProEquities, Inc.09-03-2014
Robin C. CleggRegulus Advisors, LLCAmerican Portfolios Financial Services, Inc.10-27-2014
Adam Lee HeinleinRegulus Advisors, LLCAmerican Portfolios Financial Services, Inc.12-08-2014
Edward Arthur CodyRegulus Advisors, LLCAmerican Portfolios Financial Services, Inc.$2501-02-2015
John Anthony Kailunas IIRegulus Advisors, LLCAmerican Portfolios Financial Services, Inc.$2501-02-2015
Thomas A. KishRegulus Advisors, LLCAmerican Portfolios Financial Services, Inc.$1001-02-2015
Pansy Louise HeathRegulus Advisors, LLCAmerican Portfolios Financial Services, Inc.01-02-2015
Russell Mckinley WicksallRegulus Advisors, LLCAmerican Portfolios Financial Services, Inc.01-02-2015
Dustin Edward LeachRegulus Advisors, LLCAmerican Portfolios Financial Services, Inc.01-02-2015
Heather Renee ChristmannRegulus Advisors, LLCAmerican Portfolios Financial Services, Inc.01-02-2015
David Keith OlsonRegulus Advisors, LLCAmerican Portfolios Financial Services, Inc.01-21-2015
Beverly Ann FischettiRegulus Advisors, LLCAmerican Portfolios Financial Services, Inc.$2508-21-2015
Noah KreimontRegulus Advisors, LLCJ.P. Morgan Securities LLC11-16-2015
Cory James ThompsonRegulus Advisors, LLCFirst Independent Financial Services, Inc.11-30-2015
Victor ClementRegulus Advisors, LLCTransamerica Financial Advisors, Inc12-21-2015
Joshua James FischerRegulus Advisors, LLCMML Investors Services, LLC02-01-2016
John James Goulooze Jr.Regulus Advisors, LLCFifth Third Securities, Inc.08-03-2016
Christopher Robert EmdeRegulus Advisors, LLCGregory J. Schwartz & Co., Inc.$10009-16-2016
Russell Alan SmithRegulus Advisors, LLCCetera Financial Specialists LLC$10001-30-2017
Paula Jean ReynoldsRegulus Advisors, LLCQuestar Capital Corporation02-28-2017
Heriberto De Leon Jr.Regulus Advisors, LLCForest Securities, Inc.06-26-2017
Dewell Roger ClayRegulus Advisors, LLCPackerland Brokerage Services, Inc.$20007-19-2017
Sidney Joseph Dufresne Jr.Regulus Advisors, LLCDorsey & Company, Inc.$4409-26-2017
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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