Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shannon K KlugRoyal Alliance Associates, Inc.Cetera Advisors LLC$10010-14-2011
Henry Jay GuzzoRoyal Alliance Associates, Inc.Cetera Advisors LLC10-14-2011
Jill Marjory TullioRoyal Alliance Associates, Inc.Cetera Advisors LLC$5010-14-2011
Christopher Thomas ReidRoyal Alliance Associates, Inc.Leonard & Company10-31-2011
Paul Herbert BogoslawRoyal Alliance Associates, Inc.Independent Financial Group, LLC05-30-2012
Leif Eric PetersonRoyal Alliance Associates, Inc.1st Global Capital Corp.01-22-2013
James Arthur ClarkRoyal Alliance Associates, Inc.LPL Financial LLC$2505-04-2015
Antonio A DesanoRoyal Alliance Associates, Inc.UBS Financial Services Inc.07-10-2018
David Nelson DrysdaleRoyal Alliance Associates, Inc.MML Investors Services, LLC09-10-2018
Darlene CheatomRoyal Alliance Associates, Inc.Rehmann Financial Network, LLC10-09-2018
Matthew J ListonRoyal Alliance Associates, Inc.Cambridge Investment Research, Inc.10-27-2018
Maria Elizabeth BongiovanniRoyal Alliance Associates, Inc.Secure Asset Management, L.L.C.11-01-2019
Jason Wayne BairdRoyal Alliance Associates, Inc.Secure Asset Management, L.L.C.11-01-2019
Herbert Henry SchefflerRoyal Alliance Associates, Inc.LPL Financial LLC$10406-05-2020

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.