Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron M. OudbierRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Andrea Lynn CarnickRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Andrew Thomas CousineauRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Andrew Winans BehmRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Anthony J. MisRoyal Alliance Associates, Inc.Signator Investors, Inc.$1011-02-2018
Anthony William SimorRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Antonio A DesanoRoyal Alliance Associates, Inc.UBS Financial Services Inc.07-10-2018
Arun SuriRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Brenda Jo Bagonis-CookeRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Brendan G. DunleavyRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Brian Michael MinjaresRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Bronson Elmo HindmanRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Bruce Jay FinsilverRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Cheryl L. ZinzRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Christina Carroll MickRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Christopher Allen OistenRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Christopher James SchreiberRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Christopher M. LiphardtRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Christopher Thomas BallRoyal Alliance Associates, Inc.BFM Wealth Planning LLC03-29-2019
Christopher Thomas ReidRoyal Alliance Associates, Inc.Leonard & Company10-31-2011
Curtis Jesmond MallingRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Dale A. GlickRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Daniel Raymond GardnerRoyal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018
Daniel S FisherRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Darlene CheatomRoyal Alliance Associates, Inc.Rehmann Financial Network, LLC$5010-09-2018
Next Page »

Showing 1 to 25 of 86 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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