Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Michael OberlinRoyal Alliance Associates, Inc.Rehmann Financial$2502-26-2010
Antonio A DesanoRoyal Alliance Associates, Inc.UBS Financial Services Inc.07-10-2018
Chi Dawnielle RichmondRoyal Alliance Associates, Inc.Cetera Investment Advisers LLC01-25-2016
Christopher Stefan SamulakRoyal Alliance Associates, Inc.Edward Jones04-05-2019
Christopher Thomas BallRoyal Alliance Associates, Inc.BFM Wealth Planning LLC03-29-2019
Christopher Thomas ReidRoyal Alliance Associates, Inc.Leonard & Company10-31-2011
Daniel B. MaidlowRoyal Alliance Associates, Inc.Chase Investment Services Corp.09-18-2012
Darlene CheatomRoyal Alliance Associates, Inc.Rehmann Financial Network, LLC$5010-09-2018
Darlene CheatomRoyal Alliance Associates, Inc.NYLIFE Securities LLC$5004-22-2014
David Nelson DrysdaleRoyal Alliance Associates, Inc.MML Investors Services, LLC09-10-2018
Douglas Allen BarberRoyal Alliance Associates, Inc.Triad Advisors LLC02-26-2010
James Arthur ClarkRoyal Alliance Associates, Inc.LPL Financial LLC$2505-04-2015
James Patrick RussellRoyal Alliance Associates, Inc.LPL Financial LLC01-10-2014
Jason Wayne BairdRoyal Alliance Associates, Inc.Secure Asset Management, L.L.C.11-01-2019
Jennifer Rae BaldiniRoyal Alliance Associates, Inc.Wells Fargo Clearing Services, LLC09-20-2010
Jill Marjory TullioRoyal Alliance Associates, Inc.Cetera Advisors LLC10-14-2011
Joel Bradley GechterRoyal Alliance Associates, Inc.Comerica Securities12-02-2014
John Dennis RoehlingRoyal Alliance Associates, Inc.Ameriprise Financial Services, LLC$1003-06-2014
Kris George AndersonRoyal Alliance Associates, Inc.Triad Advisors LLC$10002-26-2010
Kristopher Mitchell BurakRoyal Alliance Associates, Inc.Triad Advisors LLC02-26-2010
Leif Eric PetersonRoyal Alliance Associates, Inc.1st Global Capital Corp.01-22-2013
Luke Douglas TerryRoyal Alliance Associates, Inc.Triad Advisors LLC$2502-26-2010
Maria Elizabeth BongiovanniRoyal Alliance Associates, Inc.Secure Asset Management, L.L.C.11-01-2019
Matthew J. ListonRoyal Alliance Associates, Inc.Cambridge Investment Research, Inc.10-27-2018
Michelle Marie Malinowski-FleenorRoyal Alliance Associates, Inc.NRP Financial, Inc.10-28-2010
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.