Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David John BrusSecurities America, Inc.Fifth Third Securities, Inc.06-04-2019
Leonard Daniel Gilroy-SolanoSecurities America, Inc.Wells Fargo Clearing Services, LLC$1,00005-06-2019
Khaled Abdal-Hakim KhirfanSecurities America, Inc.Questar Capital Corporation12-21-2018
Jonathan Steven HayesSecurities America, Inc.Fifth Third Securities, Inc.12-20-2018
Abdalhakim Anwar KhirfanSecurities America, Inc.Questar Capital Corporation12-17-2018
Brian James HughesSecurities America, Inc.Questar Capital Corporation$5012-13-2018
Matthew Allen SernauSecurities America, Inc.LPL Financial LLC$2512-07-2018
Roger Joseph Betcher JrSecurities America, Inc.The O.N. Equity Sales Company08-14-2018
Michael John FinnSecurities America, Inc.The O.N. Equity Sales Company08-14-2018
Donald James JensenSecurities America, Inc.The O.N. Equity Sales Company08-14-2018
Scott Morrison Matthew Nordmann Michael NordmannSecurities America, Inc.INVEST Financial Corporation$12004-10-2018
Yen Feng McKinneySecurities America, Inc.Pruco Securities, LLC.04-03-2018
Shane Scott ThorsenSecurities America, Inc.Hornor, Townsend & Kent, LLC01-02-2018
Matthew Michael NordmannSecurities America, Inc.INVEST Financial Corporation$5012-01-2017
Scott David MorrisonSecurities America, Inc.INVEST Financial Corporation12-01-2017
Terence Andrew QuinnSecurities America, Inc.Sigma Financial Corporation09-15-2017
Albin Bruce CampbellSecurities America, Inc.Sigma Financial Corporation$2508-23-2017
Daniel James VansingelSecurities America, Inc.LPL Financial LLC09-09-2016
Steven Matthew EllsworthSecurities America, Inc.Waddell & Reed08-31-2016
Troy David FoxSecurities America, Inc.First Allied Advisory Services, Inc.$5005-17-2016
Barton Jay SteindlerSecurities America, Inc.First Allied Advisory Services, Inc.05-02-2016
Nathan Allen BoonstraSecurities America, Inc.First Allied Advisory Services, Inc.05-02-2016
Dennis Adrian SmithSecurities America, Inc.INVEST Financial Corporation$2508-17-2015
Marilyn Joyce MeredithSecurities America, Inc.Sigma Financial Corporation02-20-2015
Kevin James DevriesSecurities America, Inc.Principal Securities, Inc.07-30-2014
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.