Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abdalhakim Anwar KhirfanSecurities America, Inc.Questar Capital Corporation12-17-2018
Albin Bruce CampbellSecurities America, Inc.Sigma Financial Corporation$2508-23-2017
Anthony Lpuis BucciSecurities America, Inc.OneAmerica Securities, Inc.12-20-2013
Barton Jay SteindlerSecurities America, Inc.First Allied Advisory Services, Inc.05-02-2016
Brian James HughesSecurities America, Inc.Questar Capital Corporation$5012-13-2018
Daniel James VansingelSecurities America, Inc.LPL Financial LLC09-09-2016
David John BrusSecurities America, Inc.Fifth Third Securities, Inc.06-04-2019
Dennis Adrian SmithSecurities America, Inc.INVEST Financial Corporation$2508-17-2015
Donald Alan BeemSecurities America, Inc.Cetera Advisor Networks LLC$2507-10-2009
Donald James JensenSecurities America, Inc.The O.N. Equity Sales Company08-14-2018
Elinor Kit Man HoSecurities America, Inc.LPL Financial LLC$2504-15-2011
Harvey Alan BrodeSecurities America, Inc.Dalton Strategic Investment Services Inc.06-11-2014
Jonathan Steven HayesSecurities America, Inc.Fifth Third Securities, Inc.12-20-2018
Kevin James DevriesSecurities America, Inc.Principal Securities, Inc.07-30-2014
Khaled Abdal-Hakim KhirfanSecurities America, Inc.Questar Capital Corporation12-21-2018
Leonard Daniel Gilroy-SolanoSecurities America, Inc.Wells Fargo Clearing Services, LLC$1,00005-06-2019
Marilyn Joyce MeredithSecurities America, Inc.Sigma Financial Corporation02-20-2015
Mark Allen DavisSecurities America, Inc.Haas Wealth Management Center LLC$5006-12-2014
Matthew Allen SernauSecurities America, Inc.LPL Financial LLC$2512-07-2018
Matthew Michael NordmannSecurities America, Inc.INVEST Financial Corporation$5012-01-2017
Mehul Satish MistrySecurities America, Inc.Cincinnati Analysts, Inc.$5009-09-2009
Michael Haven DelapSecurities America, Inc.Equitas America, LLC$5009-10-2010
Michael John FinnSecurities America, Inc.The O.N. Equity Sales Company08-14-2018
Minoti Hemant RajputSecurities America, Inc.Cincinnati Analysts, Inc.$10009-09-2009
Nathan Allen BoonstraSecurities America, Inc.First Allied Advisory Services, Inc.05-02-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.