Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rakesh BhartiSigma Financial CorporationAmeriprise Financial Services, Inc.$2504-12-2019
David Wells ChampeSigma Financial CorporationAmeriprise Financial Services, Inc.$15010-31-2018
Charles Wayne RandallSigma Financial CorporationBroker Dealer Financial Services Corp.10-12-2018
David Alan PaskievitchSigma Financial CorporationLPL Financial LLC$2510-10-2018
Cheryl Ann HarwellSigma Financial CorporationThe Huntington Investment Company$108-30-2018
Michael Edward SullivanSigma Financial CorporationCetera Advisors LLC07-19-2018
Steven Edward DrahozalSigma Financial CorporationForesters Equity Services, Inc.06-07-2018
Daniel Jon FerwerdaSigma Financial CorporationSignator Investors, Inc.$2506-01-2018
Thomas Neil RauSigma Financial CorporationNYLIFE Securities LLC04-23-2018
Jack Edward BrownSigma Financial CorporationSII Investments, Inc.$5001-12-2018
Jeffrey Munson BilleterSigma Financial CorporationBerthel, Fisher & Company Financial Services, Inc.12-15-2017
Mark Alan HanlinSigma Financial CorporationINVEST Financial Corporation$10012-15-2017
Michael James DoranSigma Financial CorporationLPL Financial LLC$1812-06-2017
Ralph James RomanoSigma Financial CorporationThe Leaders Group, Inc.$112-01-2017
Richard Allan JacksonSigma Financial CorporationQuestar Capital Corporation10-27-2017
Christopher Saul Kelly Jr.Sigma Financial CorporationB. Riley Wealth Management$2509-05-2017
JOSHUA ALLEN SMAILSigma Financial CorporationUSA Financial Securities Corporation06-09-2017
Patrick Shawn CrilleySigma Financial CorporationMorgan Stanley05-26-2017
Robert Howell Frank IIISigma Financial CorporationAmeriprise Financial Services, Inc.$5005-12-2017
Kevin Michael VolzSigma Financial CorporationAmerican Independent Securities Group, LLC$10002-15-2017
Melissa Elizabeth RubinghSigma Financial CorporationRaymond James Financial Services, Inc.01-31-2017
Shane Anthony ThompsonSigma Financial CorporationNYLIFE Securities LLC12-21-2016
Mark Frank Pauwels Jr.Sigma Financial CorporationWaddell & Reed12-16-2016
Randall A Hoover Jr.Sigma Financial CorporationAXA Advisors, LLC12-09-2016
Kirk Anthony SempsrottSigma Financial CorporationPrincipal Securities, Inc.$111-21-2016
Next Page »

Showing 1 to 25 of 151 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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