Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patricia Lynn BaileySigma Financial CorporationNorthwestern Mutual Investment Services, LLC08-05-2020
Kevin James CareySigma Financial CorporationInvestacorp, Inc.07-10-2020
Carolyn Anne JonesSigma Financial CorporationWealthcare Advisory Partners LLC$2503-05-2020
Larry Ross OldfordSigma Financial CorporationLincoln Financial Advisors Corporation$5001-31-2020
David M SchabackerSigma Financial CorporationCetera Investment Services LLC01-02-2020
James Kieth FrizzellSigma Financial CorporationFarmers Financial Solutions, LLC01-02-2020
Michelle Marie RichmondSigma Financial CorporationLPL Financial LLC12-13-2019
Phillip Charles MekasSigma Financial CorporationSB Advisory, LLC12-02-2019
Curtis Jesmond MallingSigma Financial CorporationRoyal Alliance Associates, Inc.11-11-2019
Heidi Ann KussurelisSigma Financial CorporationNationwide Securities, LLC08-28-2019
Deidra StierleSigma Financial CorporationEdward Jones08-15-2019
Justin Robert RussoSigma Financial CorporationMML Investors Services, LLC08-01-2019
Rakesh BhartiSigma Financial CorporationAmeriprise Financial Services, LLC$2504-12-2019
Craig Thomas JohnsonSigma Financial CorporationRoyal Alliance Associates, Inc.01-25-2019
David Alan PaskievitchSigma Financial CorporationLPL Financial LLC$2510-10-2018
Nathan M BilaSigma Financial CorporationNorthwestern Mutual Investment Services, LLC09-07-2018
Cheryl Ann HarwellSigma Financial CorporationThe Huntington Investment Company08-30-2018
Matthew James HessSigma Financial CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2018
Michael Edward SullivanSigma Financial CorporationCetera Advisors LLC07-19-2018
Harvey Neil NuttallSigma Financial CorporationNYLIFE Securities LLC07-18-2018
Thomas Edward PattonSigma Financial CorporationNYLIFE Securities LLC07-18-2018
Steven Edward DrahozalSigma Financial CorporationForesters Equity Services, Inc.06-07-2018
Daniel Jon FerwerdaSigma Financial CorporationSIGNATOR INVESTORS, INC.06-01-2018
Thomas Neil RauSigma Financial CorporationNYLIFE Securities LLC04-23-2018
Jack Edward BrownSigma Financial CorporationSII Investments, Inc.$5001-12-2018
Next Page »

Showing 1 to 25 of 88 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.