Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert Tyler TynesSigma Financial CorporationHantz Financial Services, Inc.01-01-2009
Christopher Robert OzdarskiSigma Financial CorporationMML Investors Services, LLC01-02-2009
John Sumner ReinhartSigma Financial CorporationOppenheimer & Co. Inc.01-05-2009
Patrick M. HowellSigma Financial CorporationNational Planning Corporation$1001-06-2009
Manuel R. FrancoSigma Financial CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2009
Jeffrey BuczekSigma Financial CorporationRoyal Alliance Associates, Inc.01-13-2009
Mary Ann ToccoSigma Financial CorporationFSC Securities Corporation01-23-2009
Joel Philip LagoreSigma Financial CorporationCitigroup Global Markets Inc.02-13-2009
Theresa Ann PriceSigma Financial CorporationAXA Advisors, LLC04-01-2009
William Kent Dupree IISigma Financial CorporationWells Fargo Advisors Financial Network, LLC04-01-2009
Lewis Matthew YoungSigma Financial CorporationProspera Financial Services, Inc.04-01-2009
Charles Logan McLeanSigma Financial CorporationWells Fargo Advisors Financial Network, LLC04-01-2009
Renee Carol MichalakSigma Financial CorporationLPL Financial LLC04-22-2009
Robert Andrew SmarrSigma Financial CorporationCetera Financial Specialists LLC05-04-2009
Robert William CasaceliSigma Financial CorporationFinancial Northeastern Securities, Inc.05-05-2009
Joseph Kevin PearsonSigma Financial CorporationWells Fargo Advisors Financial Network, LLC06-01-2009
Guy Gabriel CococcettaSigma Financial CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated$1006-12-2009
Brian Paul BurnsSigma Financial CorporationHantz Financial Services, Inc.06-23-2009
Robert Baucum AnglinSigma Financial CorporationSigma Financial Corporation07-01-2009
Jose Santos YanezSigma Financial CorporationVALIC Financial Advisors, Inc.$2507-24-2009
James Patrick WayneSigma Financial CorporationVoya Financial Advisors, Inc.08-18-2009
David Stephen ToeppeSigma Financial CorporationEdward Jones08-19-2009
Patrick Joseph Hamill IISigma Financial CorporationMutual Service Corporation$1008-21-2009
Michael Luke WholehanSigma Financial CorporationLong Grove Trading Co.08-31-2009
Larry Layne Davis Jr.Sigma Financial CorporationRaymond James Financial Services, Inc.09-21-2009
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Showing 1 to 25 of 184 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.