Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam P. KozakSigma Financial CorporationMetLife Securities Inc.06-05-2014
Alan Aldo WakerSigma Financial CorporationHilltop Securities Independent Network Inc.09-28-2012
Andrew John DegrootSigma Financial CorporationCUSO Financial Services, L.P.08-30-2013
Andrew Lawrence MussenSigma Financial CorporationAmeriprise Financial Services, Inc.$2504-15-2016
Anne Goodrich HaganSigma Financial CorporationMorgan Keegan & Company, Inc.11-13-2009
Annette Marie WrightSigma Financial CorporationWRP Investments, Inc.10-31-2012
Anthony Joseph MattarSigma Financial CorporationVoya Financial Advisors, Inc.05-02-2011
Basel Noqola NafalSigma Financial CorporationLPL Financial LLC09-17-2014
Bonnie Aldea LuternowSigma Financial CorporationLincoln Financial Advisors Corporation$1001-11-2010
Brian Paul BurnsSigma Financial CorporationHantz Financial Services, Inc.06-23-2009
Carrie Lynn ColeSigma Financial CorporationBerthel, Fisher & Company Financial Services, Inc.04-26-2012
Chad E. TallmanSigma Financial CorporationCambridge Investment Research, Inc.03-30-2012
Charles Logan McLeanSigma Financial CorporationWells Fargo Advisors Financial Network, LLC04-01-2009
Charles Wayne RandallSigma Financial CorporationBroker Dealer Financial Services Corp.10-12-2018
Cheryl Ann HarwellSigma Financial CorporationThe Huntington Investment Company08-30-2018
Christopher Blake TynesSigma Financial CorporationMilkie/Ferguson Investments, Inc.07-27-2010
Christopher Robert OzdarskiSigma Financial CorporationMML Investors Services, LLC01-02-2009
Christopher Saul Kelly Jr.Sigma Financial CorporationB. Riley Wealth Management$2509-05-2017
Craig Randolph CheneySigma Financial CorporationMML Investors Services, LLC$2508-13-2012
Craig Thomas JohnsonSigma Financial CorporationRoyal Alliance Associates, Inc.01-25-2019
Dale John DriggsSigma Financial CorporationAmeriprise Financial Services, Inc.11-07-2013
Daniel J StrongSigma Financial CorporationNorthwestern Mutual Investment Services, LLC06-19-2017
Daniel Jon FerwerdaSigma Financial CorporationSIGNATOR INVESTORS, INC.$2506-01-2018
David Alan PaskievitchSigma Financial CorporationLPL Financial LLC$2510-10-2018
David Eugene WalsonSigma Financial CorporationNext Financial Group, Inc.01-02-2013
Next Page »

Showing 1 to 25 of 115 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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