Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam P. KozakSigma Financial CorporationMetLife Securities Inc.06-05-2014
Alan Aldo WakerSigma Financial CorporationHilltop Securities Independent Network Inc.09-28-2012
Albert Tyler TynesSigma Financial CorporationHantz Financial Services, Inc.01-01-2009
Alexandra Anna ArmstrongSigma Financial CorporationNfp Advisor Services05-01-2011
Andrew John DegrootSigma Financial CorporationCUSO Financial Services, L.P.$1008-30-2013
Andrew Lawrence MussenSigma Financial CorporationAmeriprise Financial Services, LLC$15004-15-2016
Anne Goodrich HaganSigma Financial CorporationMorgan Keegan & Company, Inc.11-13-2009
Annette Marie WrightSigma Financial CorporationWRP Investments, Inc.10-31-2012
Anthony John RighiSigma Financial CorporationState Farm VP Management Corp.06-03-2011
Anthony Joseph MattarSigma Financial CorporationVoya Financial Advisors, Inc.05-02-2011
Basel Noqola NafalSigma Financial CorporationLPL Financial LLC09-17-2014
Bipinbhai Ambalal PatelSigma Financial CorporationLPL Financial LLC09-17-2014
Bonnie Aldea LuternowSigma Financial CorporationLincoln Financial Advisors Corporation$1001-11-2010
Bradley Allen DavisSigma Financial CorporationMulti-Bank Securities, Inc.06-21-2012
Brian Paul BurnsSigma Financial CorporationHantz Financial Services, Inc.06-23-2009
Carolyn Anne JonesSigma Financial CorporationWealthcare Advisory Partners LLC$2503-05-2020
Carrie Lynn ColeSigma Financial CorporationBerthel, Fisher & Company Financial Services, Inc.$1004-26-2012
Chad E. TallmanSigma Financial CorporationCambridge Investment Research, Inc.03-30-2012
Charles David KennedySigma Financial CorporationFinancial Telesis Inc09-19-2014
Charles Logan McLeanSigma Financial CorporationWells Fargo Advisors Financial Network, LLC04-01-2009
Charles Wayne RandallSigma Financial CorporationBroker Dealer Financial Services Corp.10-12-2018
Cheryl Ann HarwellSigma Financial CorporationThe Huntington Investment Company08-30-2018
Christopher Blake TynesSigma Financial CorporationMilkie/Ferguson Investments, Inc.07-27-2010
Christopher Fredrick RuegerSigma Financial CorporationEdward Jones08-20-2013
Christopher Robert OzdarskiSigma Financial CorporationMML Investors Services, LLC01-02-2009
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Showing 1 to 25 of 184 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.