Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michelle Marie RichmondSigma Financial CorporationLPL Financial LLC12-13-2019
Basel Noqola NafalSigma Financial CorporationLPL Financial LLC09-17-2014
Bipinbhai Ambalal PatelSigma Financial CorporationLPL Financial LLC09-17-2014
Rodney Lee ClarkSigma Financial CorporationLPL Financial LLC04-23-2012
Robert Paul WolchukSigma Financial CorporationLPL Financial LLC11-01-2011
Michael DraskaSigma Financial CorporationLPL Financial LLC10-15-2010
Renee Carol MichalakSigma Financial CorporationLPL Financial LLC04-22-2009
John Glen MontemaranoSigma Financial CorporationLPL Financial LLC$105-01-2013
Timothy Robin LaurainSigma Financial CorporationLPL Financial LLC$1009-17-2014
Mark David KraushaarSigma Financial CorporationLPL Financial LLC$1002-20-2013
Michael James DoranSigma Financial CorporationLPL Financial LLC$1812-06-2017
David Alan PaskievitchSigma Financial CorporationLPL Financial LLC$2510-10-2018
Elizabeth Ann Cady FordSigma Financial CorporationLPL Financial LLC$2507-15-2014

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.