Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Clark StandishStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10009-08-2020
Paul Alan SchluckebierStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC08-13-2020
David James HoodStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15008-13-2020
Christine L MuellerStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2508-13-2020
Kelly Jane SchluckebierStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC08-13-2020
Gary Martin BiceStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.08-10-2020
John Carroll PrebayStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$25008-10-2020
Michael Richard LeachStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.08-10-2020
Alex BoatmanStifel, Nicolaus & Company, IncorporatedEdward Jones06-24-2020
Jeffery Ryan AdamsStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2505-27-2020
Joseph Moceri P Joseph Moceri Stifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$15803-05-2020
Joseph Paul MoceriStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-05-2020
Paul Joseph MoceriStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2020
Gary Raymond DenisStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC$4701-24-2020
Karen WardStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10010-21-2019
Karen Leigh WardStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00010-21-2019
Tom BrehmStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC$12707-22-2019
Thomas Paul BrehmStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC07-22-2019
Robert RixStifel, Nicolaus & Company, IncorporatedOppenheimer$6306-27-2019
Robert George RixStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$15006-27-2019
Steve Clark Rick StubbsStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$17506-13-2019
Dave BryStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$17006-13-2019
Richard Warren Stubbs JrStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00006-13-2019
Steven J ClarkStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00006-13-2019
David Michael BryStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-13-2019
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Showing 1 to 25 of 95 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.