Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alvin Vernon Spencer Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15012-08-2016
Anthony James LauzonStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.$10001-17-2018
Bob RubarthStifel, Nicolaus & Company, IncorporatedRaymond James$5411-12-2018
Brodie Joe KillianStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.03-09-2018
Craig Alan BraunStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.$5008-08-2018
Craig BraunStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.$8208-10-2018
Dave BryStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$17006-13-2019
David Michael BryStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-13-2019
Douglas Ray SpurlockStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated06-10-2015
Emily Jayne RoweStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.08-02-2016
James Richard JunodStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5006-12-2009
James T. ShusterStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$2508-02-2016
Jeff Tutor, Natasha SparksStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$20012-08-2016
Jeffrey Michael TutorStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$11312-08-2016
Jeffrey Thomas SiefertStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5002-24-2017
John Askin FugerStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$15005-11-2009
Jonathan B. Ricks Jr.Stifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-16-2009
Joseph Robert GreenStifel, Nicolaus & Company, IncorporatedEdward Jones$5005-21-2012
Joseph Tyler HorlingsStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$15008-02-2016
Keith Holzwarth, Angelo Panoff, Michael HallStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$25012-11-2017
Kent Ray, Jeff Siefert, Greg SeilerStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$35002-24-2017
Kevin Patrick CusackStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$22508-02-2016
Lynn Louise ColbyStifel, Nicolaus & Company, IncorporatedMorgan Stanley12-12-2012
Mark Andrew WielingaStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$2502-10-2017
Mark Charles DarnellStifel, Nicolaus & Company, IncorporatedMorgan Stanley06-30-2009
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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