Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas L ReidTIAA-CREF Individual & Institutional Services, LLCCitizens Securities, Inc.12-19-2018
James Lee ParkTIAA-CREF Individual & Institutional Services, LLCNorthwestern Mutual Investment Services, LLC11-08-2018
Kyle Aldrich WeitekampTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC$10009-20-2018
Carl S RankinTIAA-CREF Individual & Institutional Services, LLCScottrade, Inc.05-04-2018
Jacob Tyler SawyerTIAA-CREF Individual & Institutional Services, LLCFinancial Services of America Advisors04-18-2018
Christopher Nathan HendryxTIAA-CREF Individual & Institutional Services, LLCStifel, Nicolaus & Company, Incorporated03-28-2018
Jeffrey Stephen KardynalTIAA-CREF Individual & Institutional Services, LLCCharles Schwab & Co., Inc.03-20-2018
Alan Lee CrouseTIAA-CREF Individual & Institutional Services, LLCTransamerica Investors Securities Corporation02-20-2018
Julie D LendmanTIAA-CREF Individual & Institutional Services, LLCStrategic Advisers LLC01-11-2018
Todd Andrew HowardTIAA-CREF Individual & Institutional Services, LLCHantz Financial Services, Inc.11-15-2017
Stefanie Ann PorterTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC11-02-2017
Dewey Irwin Doyle IVTIAA-CREF Individual & Institutional Services, LLCPNC Investments$2505-04-2017
David Patrick KeenerTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC$15002-14-2017
James Mark DowdyTIAA-CREF Individual & Institutional Services, LLCThe Leaders Group, Inc.01-10-2017
Jeffrey James WhiteTIAA-CREF Individual & Institutional Services, LLCStrategic Advisers LLC11-14-2016
Todd Matthew PerttulaTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC10-04-2016
Joel Bradley GechterTIAA-CREF Individual & Institutional Services, LLCRehmann Financial06-17-2016
Andrew Dean KrochalkTIAA-CREF Individual & Institutional Services, LLCAmeriprise Financial Services, LLC05-03-2016
Hugh Blake-Thomas IIITIAA-CREF Individual & Institutional Services, LLCAmeriprise Financial Services, LLC02-16-2016
Brent R McKellarTIAA-CREF Individual & Institutional Services, LLCTD Ameritrade Investment Management, LLC$5001-08-2016
Eric Lee RobertsTIAA-CREF Individual & Institutional Services, LLCAmeriprise Financial Services, LLC06-18-2015
Rachelle Lynn SneddonTIAA-CREF Individual & Institutional Services, LLCUBS Financial Services Inc.03-31-2015
Kirk A NovakTIAA-CREF Individual & Institutional Services, LLCPNC Investments01-22-2015
Todd R RochowTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC12-19-2014
Julie Delynn HansonTIAA-CREF Individual & Institutional Services, LLCLPL Financial LLC10-07-2014
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.