Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joan Marie BoncherUBS Financial Services Inc.Morgan Stanley11-27-2019
Kristofer Robert SzteinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-06-2018
Kristie Lynn WaldorfUBS Financial Services Inc.Morgan Stanley03-12-2018
Wayne Stephan PetersUBS Financial Services Inc.Morgan Stanley02-28-2018
Jonathan James MontvilleUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2017
George AndresUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10006-27-2017
Brian Julien MeulebrouckUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20006-27-2017
Austin Michael FarahUBS Financial Services Inc.J.P. Morgan Securities LLC02-13-2017
Richard R. TorrentiUBS Financial Services Inc.Morgan Stanley$10008-12-2016
Brady A. MorrisonUBS Financial Services Inc.United Capital Financial Advisers04-27-2016
Brett David BoorUBS Financial Services Inc.First Trust Portfolios L.P.03-04-2016
Joseph Gregory MarcheniaUBS Financial Services Inc.Morgan Stanley01-12-2016
Joseph Andre MansoorUBS Financial Services Inc.J.P. Morgan Securities LLC08-20-2015
Mark John SharkeyUBS Financial Services Inc.Morgan Stanley02-27-2015
Leif Christian FryUBS Financial Services Inc.Morgan Stanley$5002-27-2015
Sabri Joseph Hesano Jr.UBS Financial Services Inc.J.P. Morgan Securities LLC02-09-2015
Mark Dewitt SaddlerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-21-2014
Kimberly Kay LoveringUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20007-03-2014
Andrea Alice RollUBS Financial Services Inc.Raymond James & Associates, Inc.06-25-2014
Antonio A DesanoUBS Financial Services Inc.J.P. Morgan Securities LLC05-08-2014
Michael P. O'TooleUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-11-2013
Paul Marc DerocheUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2013
Daniel Mathew HornblowerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-31-2013
Diana Marie FreeburgUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-31-2013
John MosUBS Financial Services Inc.MOS Group LLC04-01-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.