Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Julien MeulebrouckUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-27-2017
George AndresUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2017
Austin Michael FarahUBS Financial Services Inc.J.P. Morgan Securities LLC02-13-2017
Brady Andrew MorrisonUBS Financial Services Inc.Girard Securities, Inc.04-27-2016
Brett David BoorUBS Financial Services Inc.First Trust Portfolios L.P.03-04-2016
Joseph Andre MansoorUBS Financial Services Inc.J.P. Morgan Securities LLC$108-20-2015
Sabri Joseph Hesano Jr.UBS Financial Services Inc.J.P. Morgan Securities LLC$5002-09-2015
Mark Dewitt SaddlerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-21-2014
Kimberly Kay LoveringUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-03-2014
Andrea Alice RollUBS Financial Services Inc.Raymond James & Associates, Inc.06-25-2014
Antonio A DesanoUBS Financial Services Inc.J.P. Morgan Securities LLC05-08-2014
Michael P O'TooleUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2510-11-2013
Daniel Mathew HornblowerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$3005-31-2013
Diana Marie FreeburgUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15005-31-2013
Paul Marc DerocheUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$105-31-2013
John MosUBS Financial Services Inc.MOS Group LLC04-01-2013
Jennifer Marjorie McpartlinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5009-04-2012
Michael Verle BarndUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15008-10-2012
Dieter Roy WasserbaechUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2012
Jon VigiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$42907-19-2012
Michael Adam PawlowskiUBS Financial Services Inc.Summit Brokerage Services, Inc.07-03-2012
John E Park Jr.UBS Financial Services Inc.J.P. Morgan Securities LLC06-26-2012
Mary Catherine ProctorUBS Financial Services Inc.Ameriprise Financial Services, Inc.03-21-2012
Joel William MalleryUBS Financial Services Inc.Morgan Stanley$5003-09-2012
David Brooks TrudeauUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-27-2012
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Showing 1 to 25 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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