Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joan Marie BoncherUBS Financial Services Inc.Morgan Stanley11-27-2019
Kristie Lynn WaldorfUBS Financial Services Inc.Morgan Stanley03-12-2018
Wayne Stephan PetersUBS Financial Services Inc.Morgan Stanley$10002-28-2018
Jonathan James MontvilleUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2017
Brian Meulebrouck George AndresUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$22007-12-2017
Brian Julien MeulebrouckUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-27-2017
Brady Andrew MorrisonUBS Financial Services Inc.Goldman Sachs Personal Financial Management04-27-2016
Joseph Andre MansoorUBS Financial Services Inc.J.P. Morgan Securities LLC08-20-2015
Mark J John SharkeyUBS Financial Services Inc.Morgan Stanley$2502-27-2015
Leif Christian FryUBS Financial Services Inc.Morgan Stanley$25002-27-2015
Sabri Joseph Hesano JrUBS Financial Services Inc.J.P. Morgan Securities LLC$5002-09-2015
Mark Dewitt SaddlerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-21-2014
Michael P OtooleUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2510-11-2013
Diana Freeburg Daniel Hornblower Paul DeRocheUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$27005-31-2013
Paul Marc DerocheUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2013
Daniel Mathew HornblowerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$3005-31-2013
Diana Marie FreeburgUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15005-31-2013
Jennifer Marjorie McpartlinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5009-04-2012
Michael Verle BarndUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15008-10-2012
Jon VigiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25007-19-2012
Andrew Mcglasson StrongUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10007-05-2012
Jonathan H StrongUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10007-05-2012
Vahik RostamlooUBS Financial Services Inc.Chase Investment Services Corp.04-13-2012
Joel William MalleryUBS Financial Services Inc.Morgan Stanley03-09-2012
James Brad Cross Brad VannelliUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2012
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Showing 1 to 25 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.