Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vahik RostamlooUBS Financial Services Inc.Chase Investment Services Corp.04-13-2012
Marian Evelyn RothUBS Financial Services Inc.Citigroup Global Markets Inc.04-24-2009
Wendy L VighUBS Financial Services Inc.Citigroup Global Markets Inc.04-24-2009
Sherwyn Jimmy MistryUBS Financial Services Inc.Citigroup Global Markets Inc.$5003-06-2009
Yazdi Jamie MistryUBS Financial Services Inc.Citigroup Global Markets Inc.03-06-2009
Timothy Jimmy MistryUBS Financial Services Inc.Citigroup Global Markets Inc.03-06-2009
Zubin Jimmy MistryUBS Financial Services Inc.Citigroup Global Markets Inc.03-06-2009
James Michael BelknapUBS Financial Services Inc.Citigroup Global Markets Inc.$15002-20-2009
Patricia Belknap WhitneyUBS Financial Services Inc.Citigroup Global Markets Inc.$15002-20-2009
Monish VermaUBS Financial Services Inc.Citigroup Global Markets Inc.02-12-2009
Joseph Thomas MolloyUBS Financial Services Inc.Citigroup Global Markets Inc.$10002-06-2009
Scot Neal PardoUBS Financial Services Inc.Citigroup Global Markets Inc.$20002-06-2009
John Fitzgerald CramptonUBS Financial Services Inc.Edward Jones08-13-2010
Brady Andrew MorrisonUBS Financial Services Inc.Goldman Sachs Personal Financial Management04-27-2016
David B GasperUBS Financial Services Inc.Invesco Capital Markets, Inc.01-26-2009
Joseph Andre MansoorUBS Financial Services Inc.J.P. Morgan Securities LLC08-20-2015
Sabri Joseph Hesano JrUBS Financial Services Inc.J.P. Morgan Securities LLC$5002-09-2015
Richard Ivan DavisUBS Financial Services Inc.Mercer Allied Company, L.P.$5011-10-2011
John Julius PerilloUBS Financial Services Inc.Mercer Allied Company, L.P.08-04-2011
Brian Meulebrouck George AndresUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$22007-12-2017
Diana Freeburg Daniel Hornblower Paul DeRocheUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$27005-31-2013
James Brad Cross Brad VannelliUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2012
Jonathan James MontvilleUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2017
Brian Julien MeulebrouckUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-27-2017
Mark Dewitt SaddlerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-21-2014
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Showing 1 to 25 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.