Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ronald Mathew ShmyrUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2501-05-2009
Michael John AjlounyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Ricardo James ArmijoUBS Financial Services Inc.Citigroup Global Markets Inc.01-16-2009
Timothy Matthew CooperUBS Financial Services Inc.Citigroup Global Markets Inc.01-16-2009
Louise A. EmersonUBS Financial Services Inc.Morgan Stanley & Co. LLC$15001-26-2009
Craig Alan BrassUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-26-2009
David B GasperUBS Financial Services Inc.Invesco Capital Markets, Inc.01-26-2009
Christopher Michael FeldmanUBS Financial Services Inc.Morgan Stanley & Co. LLC01-29-2009
Gary Martin BiceUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-30-2009
Carleton Scott Crimmins, Eric David MaxwellUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-30-2009
Michael Richard LeachUBS Financial Services Inc.Morgan Stanley & Co. LLC01-30-2009
Nicholas PavleUBS Financial Services Inc.Morgan Stanley & Co. LLC01-30-2009
Joseph Thomas Molloy, Scot Neal PardoUBS Financial Services Inc.Citigroup Global Markets Inc.$10002-06-2009
Lubna Bathish Jones, Deron Jay HackneyUBS Financial Services Inc.Morgan Stanley & Co. LLC$10002-09-2009
Monish VermaUBS Financial Services Inc.Citigroup Global Markets Inc.$2502-12-2009
Paul Andrew Toby, Michael Ralph Schinella, Paul J MonacelliUBS Financial Services Inc.Morgan Stanley & Co. LLC$10002-13-2009
James Michael Belknap, Patricia Belknap WhitneyUBS Financial Services Inc.Citigroup Global Markets Inc.$1002-20-2009
Sherwyn Jimmy Mistry, Yazdi Jamie Mistry, Timothy Jimmy Mistry, Zubin Jimmy MistryUBS Financial Services Inc.Citigroup Global Markets Inc.03-06-2009
Dawn K. LovrovichUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2009
John Marc BushUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15004-13-2009
Thomas George Townsend, Michele Rene MorganUBS Financial Services Inc.Citigroup Global Markets Inc.$15004-17-2009
Marian Evelyn Roth, Wendy L. VighUBS Financial Services Inc.Citigroup Global Markets Inc.04-24-2009
Martha Jean SiefmanUBS Financial Services Inc.Citigroup Global Markets Inc.$10005-08-2009
Paul Joseph VandenheedeUBS Financial Services Inc.Morgan Stanley$10004-30-2010
John Fitzgerald CramptonUBS Financial Services Inc.Edward Jones08-13-2010
Next Page »

Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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