Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Mcglasson Strong, Jonathan H. StrongUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-05-2012
Bethany Lynn Curtiss-PhyleUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-16-2011
Brady A. MorrisonUBS Financial Services Inc.Girard Securities, Inc.04-27-2016
Brian Julien MeulebrouckUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20006-27-2017
Brian Meulebrouck, George AndresUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$22007-12-2017
Carleton Scott Crimmins, Eric David MaxwellUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-30-2009
Christopher Michael FeldmanUBS Financial Services Inc.Morgan Stanley & Co. LLC01-29-2009
Craig Alan BrassUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-26-2009
Daniel Mathew HornblowerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-31-2013
David B GasperUBS Financial Services Inc.Invesco Capital Markets, Inc.01-26-2009
David Beringer McMurtrieUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-19-2011
Dawn K. LovrovichUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2009
Diana Freeburg, Daniel Hornblower, Paul DeRocheUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$27005-31-2013
Diana Marie FreeburgUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-31-2013
Gary Martin BiceUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-30-2009
James 'Brad' Cross, Brad VannelliUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2012
James Bradford Cross, Bradford S VannelliUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-02-2012
James Michael Belknap, Patricia Belknap WhitneyUBS Financial Services Inc.Citigroup Global Markets Inc.$1002-20-2009
Jeffrey John SmithUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5008-19-2011
Jennifer Marjorie McPartlinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15009-04-2012
Joel William MalleryUBS Financial Services Inc.Morgan Stanley$5003-09-2012
John Marc BushUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15004-13-2009
John Fitzgerald CramptonUBS Financial Services Inc.Edward Jones08-13-2010
John Joseph MeldrumUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-16-2011
John Julius PerilloUBS Financial Services Inc.Mercer Allied Company, L.P.08-04-2011
Next Page »

Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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