Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrea Alice RollUBS Financial Services Inc.Raymond James & Associates, Inc.06-25-2014
Andrew Mcglasson StrongUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-05-2012
Anh Ngoc TranUBS Financial Services Inc.UBS Financial Services Inc.06-11-2009
Antonio A DesanoUBS Financial Services Inc.J.P. Morgan Securities LLC05-08-2014
Austin Michael FarahUBS Financial Services Inc.J.P. Morgan Securities LLC02-13-2017
Bethany Lynn Curtiss-PhyleUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-16-2011
Bradford S VannelliUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5003-02-2012
Brady A. MorrisonUBS Financial Services Inc.United Capital Financial Advisers04-27-2016
Brett David BoorUBS Financial Services Inc.First Trust Portfolios L.P.03-04-2016
Brian Julien MeulebrouckUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20006-27-2017
Carleton Scott CrimminsUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-30-2009
Charles Lee SmithUBS Financial Services Inc.Citigroup Global Markets Inc.$5004-17-2009
Christopher Michael FeldmanUBS Financial Services Inc.Morgan Stanley & Co. LLC01-29-2009
Craig Alan BrassUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-26-2009
Daniel Gordon MahoneyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2009
Daniel Mathew HornblowerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-31-2013
David B GasperUBS Financial Services Inc.Invesco Capital Markets, Inc.01-26-2009
David Beringer McMurtrieUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-19-2011
David Brooks TrudeauUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-27-2012
Dawn K. LovrovichUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2009
Deron Jay HackneyUBS Financial Services Inc.Morgan Stanley & Co. LLC$10002-09-2009
Diana Marie FreeburgUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-31-2013
Dieter Roy WasserbaechUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2012
Eric David MaxwellUBS Financial Services Inc.Morgan Stanley & Co. LLC$15001-30-2009
Gary Martin BiceUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-30-2009
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Showing 1 to 25 of 95 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.